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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$916B
$23.6M 0.64%
162,967
+3,837
+2% +$575K
EPD icon
27
Enterprise Products Partners
EPD
$83.7B
$23.2M 0.63%
848,449
+16,014
+2% +$428K
LLY icon
28
Eli Lilly
LLY
$1.08T
$23.1M 0.63%
43,078
+936
+2% +$482K
JNJ icon
29
Johnson & Johnson
JNJ
$640B
$23.1M 0.63%
148,486
-817
-0.5% -$135K
V icon
30
Visa
V
$677B
$22.7M 0.61%
98,492
+3,371
+4% +$810K
AVGO icon
31
Broadcom
AVGO
$1.76T
$22.5M 0.61%
271,470
+2,620
+1% +$227K
ABBV icon
32
AbbVie
ABBV
$465B
$21.7M 0.59%
145,412
-21,652
-13% -$3.18M
CVX icon
33
Chevron
CVX
$382B
$20.5M 0.56%
121,825
-222,637
-65% -$36M
CSM icon
34
ProShares Large Cap Core Plus
CSM
$506M
$19.5M 0.53%
398,841
+99,167
+33% +$5.07M
GLD icon
35
SPDR Gold Trust
GLD
$131B
$18.7M 0.51%
109,204
-128,366
-54% -$23M
BIL icon
36
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$18.3M 0.49%
199,228
-227,075
-53% -$20.8M
EFV icon
37
iShares MSCI EAFE Value ETF
EFV
$28.3B
$18.1M 0.49%
370,143
+116,658
+46% +$5.78M
CWB icon
38
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$18M 0.49%
265,352
+49,497
+23% +$3.45M
QUAL icon
39
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
$17.7M 0.48%
133,717
-9,694
-7% -$1.32M
MRK icon
40
Merck
MRK
$322B
$16.9M 0.46%
162,575
-6,519
-4% -$703K
WMT icon
41
Walmart Inc
WMT
$909B
$16.6M 0.45%
310,821
+7,470
+2% +$398K
COST icon
42
Costco
COST
$432B
$16.3M 0.44%
28,855
+273
+1% +$151K
TBIL
43
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$16.1M 0.44%
322,276
+216,276
+204% +$10.8M
SH icon
44
ProShares Short S&P500
SH
$928M
$15.9M 0.43%
274,503
-325,227
-54% -$18.2M
TMO icon
45
Thermo Fisher Scientific
TMO
$214B
$15.2M 0.41%
29,956
-1,175
-4% -$626K
MNA icon
46
IQ ARB Merger Arbitrage ETF
MNA
$251M
$15M 0.4%
473,974
+164,689
+53% +$5.17M
IWP icon
47
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$14.6M 0.39%
159,248
+35,712
+29% +$3.41M
MA icon
48
Mastercard
MA
$498B
$14.5M 0.39%
36,666
-1,707
-4% -$685K
VB icon
49
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$14.5M 0.39%
76,648
+9,604
+14% +$1.91M
IEMG icon
50
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$14.5M 0.39%
304,075
-8,779
-3% -$434K
1
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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.