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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
26
Enterprise Products Partners
EPD
$82.5B
$17.4K 0.37%
96,410
+45,330
+89% +$1.68M
SRLN icon
27
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$16.4K 0.35%
63,965
+30,709
+92% +$1.5M
RTX icon
28
RTX Corp
RTX
$294B
$15.2K 0.33%
32,227
+20,665
+179% +$1.41M
CAT icon
29
Caterpillar
CAT
$402B
$15.2K 0.32%
25,270
+12,435
+97% +$1.21M
SPLV icon
30
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$14.8K 0.32%
87,071
+61,336
+238% +$2.25M
SPY icon
31
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$14.4K 0.31%
15,384
-13,586
-47% -$2.73M
CVS icon
32
CVS Health
CVS
$137B
$14.4K 0.31%
17,916
+11,905
+198% +$1.05M
CMCSA icon
33
Comcast
CMCSA
$80.9B
$14.3K 0.31%
64,114
+41,554
+184% +$1.14M
HD icon
34
Home Depot
HD
$335B
$13.8K 0.3%
24,267
+11,948
+97% +$1.16M
XLV icon
35
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$13.8K 0.29%
53,558
+41,643
+350% +$2.79M
PM icon
36
Philip Morris
PM
$305B
$13.7K 0.29%
33,574
+13,846
+70% +$1.19M
PFN
37
PIMCO Income Strategy Fund II
PFN
$693M
$13.6K 0.29%
233,931
+103,459
+79% +$1.08M
VIPS icon
38
Vipshop
VIPS
$7.08B
$13.4K 0.29%
+72,700
New +$1.53M
DD
39
DELISTED
Du Pont De Nemours E I
DD
$13.2K 0.28%
31,758
+16,559
+109% +$1.11M
VER
40
DELISTED
VEREIT, Inc.
VER
$12.9K 0.28%
37,398
+27,660
+284% +$1.36M
LLY icon
41
Eli Lilly
LLY
$1.07T
$12.8K 0.27%
34,524
+11,585
+51% +$782K
WFC icon
42
Wells Fargo
WFC
$264B
$12.8K 0.27%
44,627
+20,605
+86% +$1.09M
DUK icon
43
Duke Energy
DUK
$100B
$12.7K 0.27%
28,344
+13,141
+86% +$1.06M
GSK icon
44
GSK
GSK
$104B
$12.6K 0.27%
41,473
+25,539
+160% +$1.43M
FXEN
45
DELISTED
FX ENERGY INC
FXEN
$12.5K 0.27%
1,474,005
+674,882
+84% +$1.66M
IBM icon
46
IBM
IBM
$204B
$12.3K 0.26%
13,756
+5,656
+70% +$900K
IOC
47
DELISTED
Interoil Corporation
IOC
$11.8K 0.25%
43,964
+17,751
+68% +$949K
PEP icon
48
PepsiCo
PEP
$191B
$11.5K 0.24%
15,737
+8,692
+123% +$833K
CB
49
DELISTED
CHUBB CORPORATION
CB
$11.4K 0.24%
13,600
+888
+7% +$88.4K
IGD
50
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$506M
$10.9K 0.23%
197,122
+78,354
+66% +$697K
1
2
3 4 5

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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.