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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIN
26
Aberdeen Intermediate Income Fund
MIN
$266M
$1.79M 0.47%
358,056
-569,736
-61% -$2.96M
JPM icon
27
JPMorgan Chase
JPM
$937B
$1.78M 0.46%
29,580
-30,340
-51% -$1.77M
IJT icon
28
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.9B
$1.77M 0.46%
31,514
-33,966
-52% -$1.98M
COP icon
29
ConocoPhillips
COP
$170B
$1.71M 0.45%
22,367
-26,029
-54% -$2.13M
IBM icon
30
IBM
IBM
$234B
$1.69M 0.44%
8,100
-11,268
-58% -$2.05M
IVV icon
31
iShares Core S&P 500 ETF
IVV
$837B
$1.66M 0.43%
8,351
-13,317
-61% -$2.65M
PM icon
32
Philip Morris
PM
$303B
$1.65M 0.43%
19,728
-9,458
-32% -$800K
SRLN icon
33
State Street Blackstone Senior Loan ETF
SRLN
$5.59B
$1.63M 0.43%
33,256
-35,519
-52% -$1.76M
VOX icon
34
Vanguard Communication Services ETF
VOX
$5.9B
$1.62M 0.42%
18,566
-16,459
-47% -$1.45M
SARA
35
DELISTED
SARATOGA RESOURCES INC
SARA
$1.6M 0.42%
1,356,161
-1,100,376
-45% -$1.7M
BMY icon
36
Bristol-Myers Squibb
BMY
$130B
$1.56M 0.41%
30,549
-35,043
-53% -$1.75M
FDN icon
37
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.31B
$1.56M 0.41%
25,613
+334
+1% +$20.2K
REZ icon
38
iShares Residential and Multisector Real Estate ETF
REZ
$819M
$1.55M 0.4%
30,365
-28,916
-49% -$1.56M
IWM icon
39
iShares Russell 2000 ETF
IWM
$76.9B
$1.52M 0.4%
13,897
-24,112
-63% -$2.76M
LLY icon
40
Eli Lilly
LLY
$1.01T
$1.49M 0.39%
22,939
-20,259
-47% -$1.28M
INTC icon
41
Intel
INTC
$513B
$1.49M 0.39%
42,660
-71,255
-63% -$2.41M
CSCO icon
42
Cisco
CSCO
$434B
$1.48M 0.39%
58,977
-40,924
-41% -$1.03M
BAC icon
43
Bank of America
BAC
$416B
$1.43M 0.37%
86,047
-66,231
-43% -$1.05M
IOC
44
DELISTED
Interoil Corporation
IOC
$1.42M 0.37%
26,213
-30,338
-54% -$1.77M
FBT icon
45
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.87B
$1.39M 0.36%
15,159
+180
+1% +$15.6K
KO icon
46
Coca-Cola
KO
$382B
$1.37M 0.36%
31,836
-48,538
-60% -$2.01M
PFN
47
PIMCO Income Strategy Fund II
PFN
$642M
$1.37M 0.36%
130,472
-131,226
-50% -$1.42M
SLYV icon
48
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$1.34M 0.35%
26,262
-28,018
-52% -$1.51M
SDY icon
49
State Street SPDR S&P Dividend ETF
SDY
$21.4B
$1.29M 0.33%
17,172
-6,393
-27% -$485K
CAT icon
50
Caterpillar
CAT
$360B
$1.27M 0.33%
12,835
-18,863
-60% -$2M
1
2
3 4 5

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.