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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNL icon
451
Global Net Lease
GNL
$1.83B
$1.34M 0.04%
134,785
+828
+0.6% +$7.24K
TPL icon
452
Texas Pacific Land
TPL
$28B
$1.33M 0.04%
7,614
-4,275
-36% -$812K
MCO icon
453
Moody's
MCO
$83.7B
$1.33M 0.04%
3,398
-65
-2% -$22.6K
AGNC icon
454
AGNC Investment
AGNC
$12.4B
$1.32M 0.04%
133,230
+102,933
+340% +$905K
CL icon
455
Colgate-Palmolive
CL
$71.9B
$1.32M 0.04%
16,501
-138
-0.8% -$10.4K
PSI icon
456
Invesco Semiconductors ETF
PSI
$2.34B
$1.31M 0.04%
26,549
+1
+0% +$43
MUB icon
457
iShares National Muni Bond ETF
MUB
$45.2B
$1.31M 0.04%
12,110
-3,169
-21% -$331K
MUNI icon
458
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$1.3M 0.04%
24,650
+3,350
+16% +$171K
AXON
459
Axon Enterprise
AXON
$46.4B
$1.3M 0.04%
5,037
-1,229
-20% -$277K
SCHV
460
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.3M 0.04%
55,599
+9,540
+21% +$209K
CSWC icon
461
Capital Southwest
CSWC
$1.49B
$1.29M 0.03%
54,331
-923
-2% -$20.6K
ELV icon
462
Elevance Health
ELV
$83B
$1.27M 0.03%
2,683
-172
-6% -$79.5K
FBT icon
463
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.71B
$1.26M 0.03%
7,950
-12,634
-61% -$1.81M
FXH icon
464
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$1.23M 0.03%
11,872
-1,785
-13% -$172K
HDV
465
iShares Core High Dividend ETF
HDV
$14.8B
$1.23M 0.03%
60,245
-21,510
-26% -$424K
BABA icon
466
Alibaba
BABA
$305B
$1.23M 0.03%
15,639
-7,307
-32% -$582K
TDY icon
467
Teledyne Technologies
TDY
$31.1B
$1.22M 0.03%
2,740
+1,131
+70% +$454K
GLP icon
468
Global Partners
GLP
$1.69B
$1.22M 0.03%
28,773
– –
UL icon
469
Unilever
UL
$137B
$1.21M 0.03%
22,220
-4,044
-15% -$218K
AMP icon
470
Ameriprise Financial
AMP
$48.8B
$1.21M 0.03%
3,176
-1,062
-25% -$364K
SOFI icon
471
SoFi Technologies
SOFI
$23.3B
$1.2M 0.03%
120,648
-6,488
-5% -$51.6K
APO icon
472
Apollo Global Management
APO
$74.6B
$1.2M 0.03%
12,877
+1,298
+11% +$115K
CP icon
473
Canadian Pacific Kansas City
CP
$79.7B
$1.2M 0.03%
15,100
-2,976
-16% -$218K
TRGP icon
474
Targa Resources
TRGP
$56.8B
$1.19M 0.03%
13,652
+573
+4% +$49.2K
PGR icon
475
Progressive
PGR
$122B
$1.18M 0.03%
7,435
-537
-7% -$84.1K
17 18
19
20 21

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BCIM
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EAM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.