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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASMB icon
451
Assembly Biosciences
ASMB
$516M
$288K 0.04%
1,059
-416
-28% -$120K
DHR icon
452
Danaher
DHR
$138B
$288K 0.04%
3,141
+99
+3% +$8.99K
FPF
453
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$288K 0.04%
14,540
-225
-2% -$4.51K
ICF icon
454
iShares Select U.S. REIT ETF
ICF
$2.1B
$288K 0.04%
6,010
+24
+0.4% +$1.2K
CCL icon
455
Carnival Corporation Ltd
CCL
$38B
$287K 0.04%
5,812
+117
+2% +$6.7K
IDE
456
Voya Infrastructure, Industrials and Materials Fund
IDE
$196M
$287K 0.04%
25,908
-1,729
-6% -$22.4K
VHT icon
457
Vanguard Health Care ETF
VHT
$18.3B
$287K 0.04%
1,783
-143
-7% -$24.2K
ULTA icon
458
Ulta Beauty
ULTA
$22.2B
$286K 0.04%
+1,159
New +$320K
DAL icon
459
Delta Air Lines
DAL
$58.3B
$285K 0.04%
5,700
-707
-11% -$38.5K
AEP icon
460
American Electric Power
AEP
$69.5B
$284K 0.04%
3,793
-1,925
-34% -$144K
STOR
461
DELISTED
STORE Capital Corporation
STOR
$283K 0.04%
9,971
+1,878
+23% +$54.7K
COF icon
462
Capital One
COF
$129B
$281K 0.04%
3,707
+648
+21% +$56.1K
ROST icon
463
Ross Stores
ROST
$81B
$281K 0.04%
3,356
-67
-2% -$6.07K
PLD icon
464
Prologis
PLD
$136B
$279K 0.04%
4,718
-20
-0.4% -$1.3K
BURL icon
465
Burlington
BURL
$23.4B
$278K 0.04%
+1,700
New +$275K
PGX icon
466
Invesco Preferred ETF
PGX
$3.81B
$278K 0.04%
20,592
+2,310
+13% +$31.9K
F icon
467
Ford
F
$59.3B
$277K 0.04%
36,054
-5,494
-13% -$49K
FTCS icon
468
First Trust Capital Strength ETF
FTCS
$7.95B
$277K 0.04%
5,721
+1,917
+50% +$98.9K
GYRE icon
469
Gyre Therapeutics
GYRE
$648M
$277K 0.04%
4,667
+1,334
+40% +$98.4K
IJJ icon
470
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$276K 0.04%
3,994
+18
+0.5% +$1.38K
HYLB icon
471
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$274K 0.04%
7,294
-1,750
-19% -$67.6K
CHGG icon
472
Chegg
CHGG
$118M
$271K 0.04%
9,514
+1,676
+21% +$45.1K
ILCV icon
473
iShares Morningstar Value ETF
ILCV
$1.32B
$271K 0.04%
5,622
+980
+21% +$50.4K
NSP icon
474
Insperity
NSP
$2.06B
$268K 0.04%
2,867
+4
+0.1% +$416
EFG icon
475
iShares MSCI EAFE Growth ETF
EFG
$16.7B
$267K 0.04%
3,852
+1,228
+47% +$89.5K
17 18
19
20 21

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.