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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDIV icon
451
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$228K 0.05%
+12,408
New +$232K
WFT
452
DELISTED
Weatherford International plc
WFT
$228K 0.05%
27,081
-14,719
-35% -$145K
AZN icon
453
AstraZeneca
AZN
$269B
$226K 0.05%
3,308
-326
-9% -$21.4K
LLL
454
DELISTED
L3 Technologies, Inc.
LLL
$226K 0.05%
1,884
-65
-3% -$7.72K
WM icon
455
Waste Management
WM
$95B
$225K 0.05%
4,203
-269
-6% -$14.3K
VLO icon
456
Valero Energy
VLO
$89.5B
$224K 0.05%
3,160
-415
-12% -$28.3K
LMOS
457
DELISTED
Lumos Networks Corp
LMOS
$224K 0.05%
20,000
-37,850
-65% -$457K
IYE icon
458
iShares US Energy ETF
IYE
$1.72B
$223K 0.05%
6,569
-10,562
-62% -$390K
NMZ icon
459
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$223K 0.05%
16,072
-865
-5% -$11.8K
PMM
460
Franklin Managed Municipal Income Trust
PMM
$270M
$223K 0.05%
30,261
+281
+0.9% +$2.04K
RY icon
461
Royal Bank of Canada
RY
$287B
$222K 0.05%
4,140
+115
+3% +$6.45K
VLUE icon
462
iShares MSCI USA Value Factor ETF
VLUE
$9.03B
$222K 0.05%
+3,564
New +$226K
CMD
463
DELISTED
Cantel Medical Corporation
CMD
$222K 0.05%
+3,559
New +$217K
SPTI icon
464
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$221K 0.04%
+7,332
New +$221K
AOS icon
465
A.O. Smith
AOS
$8.55B
$220K 0.04%
+5,718
New +$216K
SCHB icon
466
Schwab US Broad Market ETF
SCHB
$42.3B
$220K 0.04%
26,850
– –
EMN icon
467
Eastman Chemical
EMN
$7.69B
$215K 0.04%
3,174
-103
-3% -$7.21K
ITW icon
468
Illinois Tool Works
ITW
$84.1B
$215K 0.04%
+2,314
New +$210K
PDCE
469
DELISTED
PDC Energy, Inc.
PDCE
$215K 0.04%
+4,020
New +$231K
IYZ icon
470
iShares US Telecommunications ETF
IYZ
$1.16B
$214K 0.04%
7,400
-474
-6% -$13.8K
ETN icon
471
Eaton
ETN
$141B
$213K 0.04%
+4,049
New +$219K
PPL
472
PPL Corp
PPL
$26.9B
$213K 0.04%
+6,241
New +$210K
SIZE icon
473
iShares MSCI USA Size Factor ETF
SIZE
$430M
$211K 0.04%
+3,265
New +$212K
QUAL icon
474
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
$210K 0.04%
+3,244
New +$210K
SJM icon
475
J.M. Smucker
SJM
$13.5B
$209K 0.04%
1,691
-536
-24% -$63.9K
17 18
19
20 21

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BCIM
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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.