We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
426
Becton Dickinson
BDX
$45.6B
$303K 0.04%
1,372
-1,372
-50% -$318K
CNK icon
427
Cinemark Holdings
CNK
$4.22B
$303K 0.04%
8,437
+554
+7% +$21.9K
VFH icon
428
Vanguard Financials ETF
VFH
$13.5B
$303K 0.04%
5,104
-536
-10% -$34.8K
BZUN
429
Baozun
BZUN
$173M
$302K 0.04%
10,309
-1,093
-10% -$40.3K
AMAT icon
430
Applied Materials
AMAT
$398B
$300K 0.04%
9,100
+908
+11% +$31.1K
FXL icon
431
First Trust Technology AlphaDEX Fund
FXL
$2.5B
$300K 0.04%
5,691
-133
-2% -$7.37K
FTSL icon
432
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$299K 0.04%
6,569
+14
+0.2% +$663
JRO
433
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$299K 0.04%
33,145
-6,912
-17% -$68K
MINT icon
434
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$298K 0.04%
+2,938
New +$298K
APD icon
435
Air Products & Chemicals
APD
$66.8B
$297K 0.04%
1,844
-77
-4% -$12.2K
ROKU icon
436
Roku
ROKU
$21.5B
$296K 0.04%
9,635
+3,720
+63% +$175K
TRU icon
437
TransUnion
TRU
$15.4B
$296K 0.04%
5,198
+257
+5% +$16.4K
MTB icon
438
M&T Bank
MTB
$35.8B
$295K 0.04%
2,053
+184
+10% +$29.4K
TSS
439
DELISTED
Total System Services, Inc.
TSS
$295K 0.04%
3,615
+9
+0.2% +$797
RSPU icon
440
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$539M
$294K 0.04%
6,620
– –
TT icon
441
Trane Technologies
TT
$97.3B
$293K 0.04%
3,204
-530
-14% -$52.1K
AGZ icon
442
iShares Agency Bond ETF
AGZ
$559M
$292K 0.04%
2,598
+226
+10% +$25K
SCHP icon
443
Schwab US TIPS ETF
SCHP
$16.4B
$292K 0.04%
10,968
-188
-2% -$5K
VRP icon
444
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$292K 0.04%
12,753
+831
+7% +$19.9K
XPO icon
445
XPO
XPO
$23.4B
$292K 0.04%
14,792
+2,639
+22% +$73.1K
FEZ icon
446
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.41B
$291K 0.04%
8,733
-4,449
-34% -$156K
BIL icon
447
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$290K 0.04%
+3,158
New +$289K
ITW icon
448
Illinois Tool Works
ITW
$81.6B
$290K 0.04%
2,284
+77
+3% +$10.1K
SHYG icon
449
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$290K 0.04%
6,499
+1,587
+32% +$72.8K
WYNN icon
450
Wynn Resorts
WYNN
$10.5B
$290K 0.04%
+2,925
New +$315K
16 17
18
19 20

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.