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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
426
General Motors
GM
$80.9B
$246K 0.05%
7,228
+120
+2% +$4.17K
HSY icon
427
Hershey
HSY
$37.3B
$245K 0.05%
2,724
+404
+17% +$36.2K
MITT
428
TPG Mortgage Investment Trust
MITT
$228M
$245K 0.05%
6,355
-1,917
-23% -$84.2K
PGF icon
429
Invesco Financial Preferred ETF
PGF
$674M
$245K 0.05%
+12,975
New +$240K
AXP icon
430
American Express
AXP
$224B
$243K 0.05%
3,488
+53
+2% +$3.86K
SABR icon
431
Sabre
SABR
$716M
$242K 0.05%
+8,638
New +$250K
CERN
432
DELISTED
Cerner Corp
CERN
$241K 0.05%
3,993
-54
-1% -$3.32K
CBOE icon
433
Cboe Global Markets
CBOE
$32.2B
$240K 0.05%
+3,689
New +$249K
ROP icon
434
Roper Technologies
ROP
$40.4B
$240K 0.05%
+1,258
New +$231K
DLTR icon
435
Dollar Tree
DLTR
$24.8B
$239K 0.05%
3,089
-140
-4% -$9.79K
IMCG icon
436
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$238K 0.05%
9,234
-408
-4% -$10.6K
K
437
DELISTED
Kellanova
K
$237K 0.05%
3,493
+128
+4% +$8.36K
USB icon
438
US Bancorp
USB
$97.9B
$236K 0.05%
5,511
+126
+2% +$5.39K
AMSG
439
DELISTED
Amsurg Corp
AMSG
$235K 0.05%
+3,083
New +$244K
TEL icon
440
TE Connectivity
TEL
$60B
$234K 0.05%
3,601
-77
-2% -$4.96K
KFY icon
441
Korn Ferry
KFY
$4.31B
$233K 0.05%
+7,019
New +$246K
MTUM icon
442
iShares MSCI USA Momentum Factor ETF
MTUM
$23.6B
$233K 0.05%
+3,179
New +$231K
WFC.PRL icon
443
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$233K 0.05%
200
– –
WP
444
DELISTED
Worldpay, Inc.
WP
$233K 0.05%
+4,898
New +$242K
PBCT
445
DELISTED
People's United Financial Inc
PBCT
$232K 0.05%
14,340
+2,125
+17% +$34.6K
SNDK
446
DELISTED
SANDISK CORP
SNDK
$231K 0.05%
3,027
-2,307
-43% -$169K
FPE icon
447
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$230K 0.05%
12,131
-525
-4% -$9.94K
SSO icon
448
ProShares Ultra S&P500
SSO
$7.52B
$230K 0.05%
+29,160
New +$232K
CMI icon
449
Cummins
CMI
$83.6B
$228K 0.05%
2,589
+252
+11% +$25.2K
ILCG icon
450
iShares Morningstar Growth ETF
ILCG
$3B
$228K 0.05%
9,445
+5
+0.1% +$121
16 17
18
19 20

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.