We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFP
426
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$169K 0.04%
10,250
+250
+3% +$4.54K
CHY
427
Calamos Convertible and High Income Fund
CHY
$975M
$166K 0.04%
11,682
-18,382
-61% -$267K
SES
428
DELISTED
Synthesis Energy Systems Inc.
SES
$166K 0.04%
1,861
+977
+111% +$81.7K
GNT
429
GAMCO Natural Resources, Gold & Income Trust
GNT
$152M
$164K 0.04%
+16,791
New +$188K
CII icon
430
BlackRock Enhanced Captial and Income Fund
CII
$1.04B
$160K 0.04%
10,743
+17
+0.2% +$255
ACIC icon
431
American Coastal Insurance
ACIC
$434M
$158K 0.04%
10,500
-603
-5% -$9.49K
HCT
432
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$157K 0.04%
15,000
-25,000
-63% -$269K
XRX icon
433
Xerox
XRX
$457M
$155K 0.04%
4,457
+845
+23% +$29.5K
HERO
434
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$154K 0.04%
70,000
-65,130
-48% -$219K
APTS
435
DELISTED
Preferred Apartment Communities, Inc.
APTS
$143K 0.04%
17,150
+6,150
+56% +$54.1K
MUFG icon
436
Mitsubishi UFJ Financial
MUFG
$261B
$142K 0.04%
25,330
+1,500
+6% +$8.76K
SNOA icon
437
Sonoma Pharmaceuticals
SNOA
$5.89M
$138K 0.04%
65
+17
+35% +$39.5K
CHI
438
Calamos Convertible Opportunities and Income Fund
CHI
$973M
$137K 0.04%
10,134
+1,031
+11% +$14.2K
DHF
439
BNY Mellon High Yield Strategies Fund
DHF
$165M
$135K 0.04%
36,547
– –
NRP icon
440
Natural Resource Partners
NRP
$1.45B
$133K 0.03%
1,017
+643
+172% +$101K
SVM
441
Silvercorp Metals
SVM
$2.47B
$131K 0.03%
82,112
+57
+0.1% +$105
ATML
442
DELISTED
ATMEL CORP
ATML
$129K 0.03%
+19,000
New +$164K
MDXG icon
443
MiMedx Group
MDXG
$690M
$128K 0.03%
18,000
+5,000
+38% +$34.9K
FAX
444
abrdn Asia-Pacific Income Fund
FAX
$570M
$127K 0.03%
3,595
-229
-6% -$8.4K
CIM
445
Chimera Investment
CIM
$912M
$126K 0.03%
2,758
+160
+6% +$7.71K
SD
446
DELISTED
SANDRIDGE ENERGY, INC.
SD
$124K 0.03%
28,800
+20,000
+227% +$112K
PALI icon
447
Palisade Bio
PALI
$295M
– –
0
– –
CSQ icon
448
Calamos Strategic Total Return Fund
CSQ
$3.23B
$122K 0.03%
10,396
+66
+0.6% +$785
SABA
449
Saba Capital Income & Opportunities Fund II
SABA
$214M
$121K 0.03%
7,606
-284
-4% -$4.56K
NUV icon
450
Nuveen Municipal Value Fund
NUV
$1.79B
$117K 0.03%
12,473
-2,366
-16% -$22.3K
16 17
18
19 20

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.