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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
401
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.66M 0.04%
129,187
+3,432
+3% +$42.9K
IXN icon
402
iShares Global Tech ETF
IXN
$8.37B
$1.65M 0.04%
24,177
-1,739
-7% -$109K
NIE
403
Virtus Equity & Convertible Income Fund
NIE
$722M
$1.64M 0.04%
78,312
+3,574
+5% +$72.4K
KKR icon
404
KKR & Co
KKR
$93.1B
$1.62M 0.04%
19,600
-186
-0.9% -$12.6K
XYLD icon
405
Global X S&P 500 Covered Call ETF
XYLD
$3.25B
$1.62M 0.04%
40,791
+3,801
+10% +$148K
ULTA icon
406
Ulta Beauty
ULTA
$22.7B
$1.62M 0.04%
3,301
-680
-17% -$287K
MINT icon
407
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.61M 0.04%
16,106
+593
+4% +$59.3K
STX icon
408
Seagate
STX
$186B
$1.6M 0.04%
18,615
-725
-4% -$54.1K
BKNG icon
409
Booking.com
BKNG
$149B
$1.59M 0.04%
11,200
-575
-5% -$71.7K
GSK icon
410
GSK
GSK
$103B
$1.59M 0.04%
42,447
-6,348
-13% -$228K
ILCG icon
411
iShares Morningstar Growth ETF
ILCG
$3.15B
$1.58M 0.04%
23,321
-146
-0.6% -$9.23K
EXG icon
412
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3B
$1.58M 0.04%
204,789
-33,681
-14% -$250K
SCHG icon
413
Schwab US Large-Cap Growth ETF
SCHG
$60.8B
$1.57M 0.04%
75,848
-8,852
-10% -$171K
MELI icon
414
Mercado Libre
MELI
$95.6B
$1.57M 0.04%
1,000
-22
-2% -$31.2K
FBCG
415
DELISTED
Fidelity Blue Chip Growth ETF
FBCG
$1.56M 0.04%
46,910
+750
+2% +$23.1K
AWK icon
416
American Water Works
AWK
$26.9B
$1.55M 0.04%
11,724
-2,358
-17% -$297K
ADSK icon
417
Autodesk
ADSK
$49.9B
$1.54M 0.04%
6,335
-448
-7% -$96.7K
D icon
418
Dominion Energy
D
$60.6B
$1.54M 0.04%
32,749
-16,336
-33% -$729K
BP icon
419
BP
BP
$114B
$1.53M 0.04%
43,265
-63
-0.1% -$2.31K
AGI icon
420
Alamos Gold
AGI
$11.6B
$1.53M 0.04%
113,664
-250
-0.2% -$3.27K
IWO icon
421
iShares Russell 2000 Growth ETF
IWO
$14.6B
$1.53M 0.04%
6,063
-566
-9% -$128K
GDXU icon
422
MicroSectors Gold Miners 3x Leveraged ETN
GDXU
$659M
$1.51M 0.04%
+45,232
New +$1.31M
COIN icon
423
Coinbase
COIN
$39.1B
$1.51M 0.04%
8,668
+3,218
+59% +$351K
CMI icon
424
Cummins
CMI
$89.6B
$1.51M 0.04%
6,288
-966
-13% -$220K
VXUS icon
425
Vanguard Total International Stock ETF
VXUS
$155B
$1.5M 0.04%
25,887
-8,500
-25% -$464K
15 16
17
18 19

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.