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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.75B
AUM Growth
+$184M
Cap. Flow
-$11.6M
Cap. Flow %
-0.31%
Top 10 Hldgs %
18.52%
Holding
1,650
New
157
Increased
599
Reduced
660
Closed
136

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$13.9M
2
GLD icon
SPDR Gold Trust
GLD
+$11.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$10.4M
4
SH icon
ProShares Short S&P500
SH
+$9.29M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.86M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$14.3M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14M
3
AAPL icon
Apple
AAPL
+$9.66M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.18M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$7.31M

Sector Composition

Rank Sector Weight
1 Technology 13.44%
2 Healthcare 6.66%
3 Consumer Discretionary 5.8%
4 Financials 5.21%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
401
L3Harris
LHX
$51.7B
$1.64M 0.04%
8,346
-1,894
-18% -$387K
IXN icon
402
iShares Global Tech ETF
IXN
$8.43B
$1.63M 0.04%
30,068
-2,782
-8% -$139K
PMT
403
PennyMac Mortgage Investment
PMT
$823M
$1.62M 0.04%
131,407
+11,654
+10% +$157K
AMAT icon
404
Applied Materials
AMAT
$411B
$1.61M 0.04%
13,123
-2,612
-17% -$300K
TMUS icon
405
T-Mobile US
TMUS
$190B
$1.61M 0.04%
11,102
+563
+5% +$81.6K
BHK icon
406
BlackRock Core Bond Trust
BHK
$649M
$1.6M 0.04%
147,777
-7,835
-5% -$86K
IP icon
407
International Paper
IP
$21.9B
$1.6M 0.04%
44,415
+11,669
+36% +$432K
BXMX
408
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.6M 0.04%
120,190
+29,751
+33% +$389K
PRU icon
409
Prudential Financial
PRU
$42.7B
$1.6M 0.04%
19,338
+3,969
+26% +$379K
KYN icon
410
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$1.6M 0.04%
185,008
-57,266
-24% -$502K
HAL icon
411
Halliburton
HAL
$26.6B
$1.6M 0.04%
50,423
+15,227
+43% +$564K
LQD icon
412
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$1.59M 0.04%
14,501
-1,378
-9% -$149K
SHEL icon
413
Shell
SHEL
$252B
$1.59M 0.04%
27,553
+3,679
+15% +$216K
HIG icon
414
Hartford Financial Services
HIG
$39.2B
$1.58M 0.04%
22,613
-4,378
-16% -$325K
PGR icon
415
Progressive
PGR
$122B
$1.58M 0.04%
11,040
+3,273
+42% +$451K
CMG icon
416
Chipotle Mexican Grill
CMG
$47.4B
$1.58M 0.04%
46,100
+4,200
+10% +$132K
USB icon
417
US Bancorp
USB
$99.6B
$1.56M 0.04%
42,951
-898
-2% -$40K
VEU icon
418
Vanguard FTSE All-World ex-US ETF
VEU
$66.9B
$1.56M 0.04%
29,248
-391
-1% -$20.7K
FSK icon
419
FS KKR Capital
FSK
$3.11B
$1.56M 0.04%
81,488
+1,450
+2% +$27.5K
HQH
420
abrdn Healthcare Investors
HQH
$1.27B
$1.56M 0.04%
88,276
+708
+0.8% +$12.9K
XSEP icon
421
FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP
$136M
$1.55M 0.04%
47,694
-12,449
-21% -$396K
FISV
422
Fiserv Inc
FISV
$29B
$1.55M 0.04%
13,669
-14,108
-51% -$1.55M
EEM icon
423
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$1.54M 0.04%
39,064
+14,941
+62% +$594K
DNL icon
424
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$484M
$1.54M 0.04%
43,373
-35,994
-45% -$1.24M
AXON
425
Axon Enterprise
AXON
$46.4B
$1.54M 0.04%
6,833
-114
-2% -$22.7K
15 16
17
18 19

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Wealth Advisors held 1,650 positions worth $3.75B, up 5.2% from $3.57B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q1 2023 filing shows 157 new, 599 increased, 660 reduced and 136 closed positions. Its largest new stake was RUM Group Inc: 504,045 shares worth $5.04M. The largest sale was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • B. Riley Wealth Advisors's largest Q1 2023 buy was RUM Group Inc: 504,045 shares worth $5.04M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $13.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2023 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $14.3M.
  • B. Riley Wealth Advisors fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2023, selling an estimated $3.24M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.75B portfolio in Q1 2023.
  • B. Riley Wealth Advisors opened 157 new positions and closed 136 in Q1 2023.
  • B. Riley Wealth Advisors's portfolio value rose 5.2% quarter-over-quarter to $3.75B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2023, filed 17 May 2023.