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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
401
Teva Pharmaceutical Industries Limited
TEVA
$44.9B
$212K 0.06%
3,940
-5,186
-57% -$275K
DIA icon
402
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
$211K 0.05%
1,240
-218
-15% -$36.9K
HCR
403
DELISTED
Hi-Crush Inc. Common Stock
HCR
$211K 0.05%
4,100
-4,600
-53% -$287K
MMM icon
404
3M
MMM
$83.9B
$210K 0.05%
1,769
-3,414
-66% -$410K
SLY
405
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$209K 0.05%
4,262
-4,262
-50% -$218K
ITW icon
406
Illinois Tool Works
ITW
$76.1B
$207K 0.05%
2,450
-2,250
-48% -$195K
HP icon
407
Helmerich & Payne
HP
$4.16B
$204K 0.05%
2,088
-2,624
-56% -$279K
JCP
408
DELISTED
J.C. Penney Company, Inc.
JCP
$204K 0.05%
20,330
+11,330
+126% +$111K
IP icon
409
International Paper
IP
$18B
$203K 0.05%
4,501
-4,591
-50% -$211K
K
410
DELISTED
Kellanova
K
$203K 0.05%
3,510
-3,665
-51% -$221K
TTE icon
411
TotalEnergies
TTE
$201B
$203K 0.05%
3,150
-133
-4% -$8.81K
SAFM
412
DELISTED
Sanderson Farms Inc
SAFM
$203K 0.05%
2,306
+704
+44% +$66.5K
TWX
413
DELISTED
Time Warner Inc
TWX
$203K 0.05%
2,696
+373
+16% +$28.9K
HSBC icon
414
HSBC
HSBC
$345B
$202K 0.05%
4,616
+126
+3% +$5.74K
TRV icon
415
Travelers Companies
TRV
$79B
$201K 0.05%
+2,144
New +$200K
BTU
416
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$201K 0.05%
1,084
-1,746
-62% -$397K
FTR
417
DELISTED
Frontier Communications Corp.
FTR
$200K 0.05%
2,052
-3,930
-66% -$374K
PBR.A icon
418
Petrobras Class A
PBR.A
$122B
$199K 0.05%
13,392
-18,805
-58% -$335K
SRV
419
NXG Cushing Midstream Energy Fund
SRV
$272M
$199K 0.05%
1,155
-1,240
-52% -$217K
RPAI
420
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$194K 0.05%
13,277
-13,239
-50% -$204K
PSP icon
421
Invesco Global Listed Private Equity ETF
PSP
$228M
$183K 0.05%
3,292
-17
-0.5% -$1K
PBR icon
422
Petrobras
PBR
$135B
$181K 0.05%
12,539
+474
+4% +$7.93K
PED icon
423
PEDEVCO
PED
$206M
$180K 0.05%
548
+268
+96% +$95.5K
HR icon
424
Healthcare Realty
HR
$6.34B
$173K 0.05%
7,466
-2,335
-24% -$56.7K
PBCT
425
DELISTED
People's United Financial Inc
PBCT
$171K 0.04%
11,848
+1,222
+12% +$18.1K
15 16
17
18 19

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.