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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$328M
Cap. Flow
+$101M
Cap. Flow %
2.91%
Top 10 Hldgs %
19.15%
Holding
1,535
New
131
Increased
704
Reduced
513
Closed
128

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18M
2
META icon
Meta Platforms (Facebook)
META
+$14M
3
CAT icon
Caterpillar
CAT
+$8.84M
4
AAPL icon
Apple
AAPL
+$6.67M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.43M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.89M
2
SHOP icon
Shopify
SHOP
+$5.01M
3
NTNX icon
Nutanix
NTNX
+$4.79M
4
CRWD icon
CrowdStrike
CRWD
+$4.01M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Consumer Discretionary 6.77%
3 Healthcare 6.75%
4 Financials 5.91%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCNB icon
376
LCNB Corp
LCNB
$282M
$1.86M 0.05%
95,027
-3,800
-4% -$70.4K
QS icon
377
QuantumScape Corp
QS
$3.21B
$1.84M 0.05%
82,822
+63,770
+335% +$1.75M
SPLK
378
DELISTED
Splunk Inc
SPLK
$1.83M 0.05%
15,826
+5,105
+48% +$713K
ICLN icon
379
iShares Global Clean Energy ETF
ICLN
$2.31B
$1.82M 0.05%
86,006
-2,626
-3% -$60.4K
TFC icon
380
Truist Financial
TFC
$63.3B
$1.82M 0.05%
31,019
-1,929
-6% -$118K
IYW icon
381
iShares US Technology ETF
IYW
$23.6B
$1.81M 0.05%
15,806
-438
-3% -$48.6K
NVS icon
382
Novartis
NVS
$297B
$1.79M 0.05%
20,449
-2,306
-10% -$191K
RDVY icon
383
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$1.77M 0.05%
34,115
+18,403
+117% +$928K
GSK icon
384
GSK
GSK
$104B
$1.76M 0.05%
31,841
+1,963
+7% +$102K
DJP icon
385
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$1.71M 0.05%
59,536
-24,765
-29% -$726K
KLAC icon
386
KLA
KLAC
$239B
$1.7M 0.05%
39,500
+740
+2% +$28.6K
VONV icon
387
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$1.68M 0.05%
22,733
+939
+4% +$67.5K
HACK icon
388
Amplify Cybersecurity ETF
HACK
$2.68B
$1.67M 0.05%
27,085
+1,209
+5% +$76.3K
LH icon
389
Labcorp
LH
$25B
$1.66M 0.05%
6,126
+470
+8% +$116K
XAR icon
390
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.93B
$1.65M 0.05%
14,198
-299
-2% -$35.6K
CMI icon
391
Cummins
CMI
$87.5B
$1.65M 0.05%
7,557
+5
+0.1% +$1.14K
KEYS icon
392
Keysight
KEYS
$54.5B
$1.65M 0.05%
7,966
-306
-4% -$57.2K
FSK icon
393
FS KKR Capital
FSK
$2.96B
$1.64M 0.05%
78,134
+8,240
+12% +$178K
FLOT icon
394
iShares Floating Rate Bond ETF
FLOT
$10.2B
$1.63M 0.05%
32,133
+1,558
+5% +$79K
SOXX icon
395
iShares Semiconductor ETF
SOXX
$45.3B
$1.63M 0.05%
+9,009
New +$1.51M
CB icon
396
Chubb
CB
$135B
$1.63M 0.05%
8,412
-58
-0.7% -$10.9K
JETS icon
397
US Global Jets ETF
JETS
$769M
$1.62M 0.05%
+76,913
New +$1.72M
IAT icon
398
iShares US Regional Banks ETF
IAT
$674M
$1.62M 0.05%
+26,165
New +$1.65M
MUB icon
399
iShares National Muni Bond ETF
MUB
$45.1B
$1.62M 0.05%
13,895
+378
+3% +$43.9K
VGK icon
400
Vanguard FTSE Europe ETF
VGK
$30.7B
$1.61M 0.05%
23,642
-1,141
-5% -$77.2K
14 15
16
17 18

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Advisors held 1,535 positions worth $3.47B, up 10% from $3.14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q4 2021 filing shows 131 new, 704 increased, 513 reduced and 128 closed positions. Its largest new stake was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $6.89M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q4 2021 buy was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $18M increase.
  • B. Riley Wealth Advisors's biggest Q4 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $6.89M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2021, selling an estimated $3.81M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.47B portfolio in Q4 2021.
  • B. Riley Wealth Advisors opened 131 new positions and closed 128 in Q4 2021.
  • B. Riley Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $3.47B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2021, filed 28 Jan 2022.