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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
376
iShares National Muni Bond ETF
MUB
$45.3B
$266K 0.05%
2,450
+9
+0.4% +$986
MU icon
377
Micron Technology
MU
$887B
$263K 0.05%
11,938
-699
-6% -$13.1K
CLR
378
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$263K 0.05%
5,099
– –
PRMW
379
DELISTED
Primo Water Corporation
PRMW
$263K 0.05%
21,404
-1,182
-5% -$15.2K
ROST icon
380
Ross Stores
ROST
$80.3B
$259K 0.05%
3,915
-293
-7% -$19.2K
TAP icon
381
Molson Coors Class B
TAP
$8.13B
$259K 0.05%
2,653
– –
BUD icon
382
AB InBev
BUD
$162B
$258K 0.05%
2,436
-149
-6% -$16.7K
TGT icon
383
Target
TGT
$66.3B
$257K 0.05%
3,551
-796
-18% -$57.6K
TRP icon
384
TC Energy
TRP
$70.8B
$257K 0.05%
5,676
-1
-0% -$45
MNR
385
DELISTED
Monmouth Real Estate Investment Corp
MNR
$257K 0.05%
16,779
+2,537
+18% +$35.1K
XPH icon
386
State Street SPDR S&P Pharmaceuticals ETF
XPH
$481M
$256K 0.05%
6,541
-15,361
-70% -$625K
ETP
387
DELISTED
Energy Transfer Partners L.p.
ETP
$255K 0.05%
7,107
-428
-6% -$15.3K
USB icon
388
US Bancorp
USB
$99.1B
$253K 0.05%
4,894
-515
-10% -$24.5K
CAH icon
389
Cardinal Health
CAH
$54.4B
$251K 0.05%
3,463
-105
-3% -$7.59K
SLV icon
390
iShares Silver Trust
SLV
$27.6B
$249K 0.05%
16,462
-3,189
-16% -$51.8K
FANG icon
391
Diamondback Energy
FANG
$55.9B
$248K 0.05%
2,448
-108
-4% -$10.8K
KR icon
392
Kroger
KR
$36.9B
$247K 0.05%
+7,129
New +$232K
MDIV icon
393
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$433M
$247K 0.05%
12,902
-480
-4% -$8.97K
MMP
394
DELISTED
Magellan Midstream Partners, L.P.
MMP
$247K 0.05%
3,255
-1,596
-33% -$112K
RFG icon
395
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$336M
$245K 0.05%
9,500
-44,290
-82% -$1.11M
EOG icon
396
EOG Resources
EOG
$77.4B
$243K 0.05%
2,388
-78
-3% -$7.59K
IDXX icon
397
Idexx Laboratories
IDXX
$45B
$243K 0.05%
+2,065
New +$236K
PANW icon
398
Palo Alto Networks
PANW
$256B
$242K 0.05%
11,592
-1,500
-11% -$35.9K
SJM icon
399
J.M. Smucker
SJM
$13.5B
$242K 0.05%
1,888
+86
+5% +$11.1K
HAL icon
400
Halliburton
HAL
$26.3B
$240K 0.05%
4,415
-604
-12% -$30.1K
14 15
16
17 18

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.