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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POT
376
DELISTED
Potash Corp Of Saskatchewan
POT
$330K 0.06%
20,184
+3,942
+24% +$65.1K
RPV icon
377
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$329K 0.06%
6,205
-1,583
-20% -$83.4K
EFX icon
378
Equifax
EFX
$22B
$328K 0.06%
2,429
-55
-2% -$7.29K
ET icon
379
Energy Transfer Partners
ET
$69.5B
$328K 0.06%
+19,480
New +$329K
MDYV icon
380
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
$328K 0.06%
7,580
-2
-0% -$86
MCK icon
381
McKesson
MCK
$104B
$327K 0.06%
1,953
+190
+11% +$35.4K
EVOL
382
DELISTED
Evolving Systems, Inc.
EVOL
$327K 0.06%
75,000
+39,202
+110% +$180K
IQV icon
383
IQVIA
IQV
$40B
$325K 0.06%
4,003
-486
-11% -$36.8K
EFA icon
384
iShares MSCI EAFE ETF
EFA
$76.8B
$324K 0.06%
5,459
-1,363
-20% -$79K
AKAM icon
385
Akamai
AKAM
$16.3B
$321K 0.06%
6,054
+1,500
+33% +$80.3K
KMB icon
386
Kimberly-Clark
KMB
$37.5B
$318K 0.06%
2,518
+44
+2% +$5.69K
APD icon
387
Air Products & Chemicals
APD
$65.2B
$317K 0.06%
2,273
+61
+3% +$8.46K
CCUR
388
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$317K 0.06%
57,500
-10,000
-15% -$53.7K
ADBE icon
389
Adobe
ADBE
$99B
$316K 0.06%
2,911
+796
+38% +$79.9K
CG icon
390
Carlyle Group
CG
$16.7B
$316K 0.06%
20,271
+3,736
+23% +$60.2K
ROOF
391
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$315K 0.06%
11,454
-524
-4% -$14.6K
WOR icon
392
Worthington Enterprises
WOR
$2.82B
$312K 0.06%
10,532
+26
+0.2% +$694
CIBR icon
393
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$306K 0.06%
15,425
-280
-2% -$5.2K
SES
394
DELISTED
Synthesis Energy Systems Inc.
SES
$306K 0.06%
5,370
+24
+0.4% +$1.78K
MITT
395
TPG Mortgage Investment Trust
MITT
$230M
$304K 0.06%
6,414
-4
-0.1% -$185
TCPC icon
396
BlackRock TCP Capital
TCPC
$274M
$304K 0.06%
18,500
-700
-4% -$11.2K
NJR icon
397
New Jersey Resources
NJR
$6.04B
$301K 0.06%
9,155
+1,909
+26% +$67.6K
TSM icon
398
TSMC
TSM
$2.03T
$300K 0.06%
+9,760
New +$279K
TTE icon
399
TotalEnergies
TTE
$187B
$300K 0.06%
6,250
+400
+7% +$19.1K
TGT icon
400
Target
TGT
$65.5B
$299K 0.06%
4,347
-6,935
-61% -$497K
14 15
16
17 18

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.