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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHC icon
376
VirnetX Holding Corp
VHC
$48.8M
$228K 0.06%
1,898
-1,117
-37% -$299K
AGG icon
377
iShares Core US Aggregate Bond ETF
AGG
$137B
$226K 0.06%
2,068
-3,375
-62% -$369K
KMB icon
378
Kimberly-Clark
KMB
$32.6B
$225K 0.06%
2,182
-2,197
-50% -$229K
IWF icon
379
iShares Russell 1000 Growth ETF
IWF
$123B
$224K 0.06%
9,776
-10,676
-52% -$245K
SHW icon
380
Sherwin-Williams
SHW
$78B
$224K 0.06%
3,075
-3,006
-49% -$213K
VWO icon
381
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$224K 0.06%
5,383
-6,256
-54% -$278K
CRH icon
382
CRH
CRH
$57.7B
$223K 0.06%
9,745
-8,695
-47% -$210K
CPAY icon
383
Corpay
CPAY
$26.4B
$223K 0.06%
1,571
+389
+33% +$53.6K
ETJ
384
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$546M
$221K 0.06%
18,907
-18,707
-50% -$217K
HAL icon
385
Halliburton
HAL
$28.8B
$221K 0.06%
3,437
-4,609
-57% -$316K
UNXL
386
DELISTED
Uni-Pixel, Inc.
UNXL
$221K 0.06%
34,887
-35,047
-50% -$261K
ERIC icon
387
Ericsson
ERIC
$32.7B
$220K 0.06%
17,517
+717
+4% +$8.9K
VYM icon
388
Vanguard High Dividend Yield ETF
VYM
$81.1B
$220K 0.06%
3,317
-53
-2% -$3.54K
KR icon
389
Kroger
KR
$36.4B
$219K 0.06%
8,436
-8,984
-52% -$227K
AKAM icon
390
Akamai
AKAM
$15B
$218K 0.06%
2,003
-6,003
-75% -$361K
FFC
391
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$746M
$218K 0.06%
11,279
-11,263
-50% -$217K
TNL icon
392
Travel + Leisure Co
TNL
$3.95B
$218K 0.06%
5,954
-5,852
-50% -$208K
BWP
393
DELISTED
Boardwalk Pipeline Partners
BWP
$218K 0.06%
11,680
+1,000
+9% +$19.1K
DINO icon
394
HF Sinclair
DINO
$20.3B
$215K 0.06%
4,924
-5,299
-52% -$247K
CVY icon
395
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$214K 0.06%
8,798
+1,489
+20% +$38.2K
FXO icon
396
First Trust Financials AlphaDEX Fund
FXO
$1.09B
$214K 0.06%
9,800
+1,296
+15% +$28.8K
VGK icon
397
Vanguard FTSE Europe ETF
VGK
$30B
$214K 0.06%
3,884
-4,872
-56% -$281K
FNHC
398
DELISTED
FedNat Holding Company Common Stock
FNHC
$214K 0.06%
7,614
-8,248
-52% -$195K
TGP
399
DELISTED
Teekay LNG Partners L.P.
TGP
$213K 0.06%
4,894
-5,072
-51% -$222K
BWLD
400
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$213K 0.06%
1,585
-29
-2% -$4.29K
14 15
16
17 18

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.