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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRG
351
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$419K 0.06%
46,422
-6,034
-12% -$55.7K
ANET icon
352
Arista Networks
ANET
$215B
$414K 0.06%
31,344
-2,688
-8% -$38.6K
AWK icon
353
American Water Works
AWK
$26.7B
$411K 0.06%
4,527
+100
+2% +$9.13K
MKC icon
354
McCormick & Company Non-Voting
MKC
$13.7B
$410K 0.06%
5,878
-2,842
-33% -$204K
RTL
355
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$410K 0.06%
30,651
+16,738
+120% +$230K
OKTA icon
356
Okta
OKTA
$24.4B
$409K 0.06%
+6,400
New +$379K
CMI icon
357
Cummins
CMI
$87.3B
$408K 0.06%
3,045
+605
+25% +$85.4K
NVS icon
358
Novartis
NVS
$301B
$406K 0.06%
5,266
+715
+16% +$55.7K
TFC icon
359
Truist Financial
TFC
$63.5B
$403K 0.06%
9,291
+634
+7% +$30.4K
AZPN
360
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$403K 0.06%
4,902
-69
-1% -$5.67K
MSCI icon
361
MSCI
MSCI
$41.9B
$402K 0.06%
2,726
-28
-1% -$4.26K
WATT icon
362
Energous
WATT
$77.2M
$399K 0.06%
115
– –
STI
363
DELISTED
SunTrust Banks, Inc.
STI
$399K 0.06%
7,900
-3,086
-28% -$185K
WCG
364
DELISTED
Wellcare Health Plans, Inc.
WCG
$398K 0.06%
1,683
-12
-0.7% -$3.22K
INTU icon
365
Intuit
INTU
$86.3B
$397K 0.06%
2,012
-174
-8% -$36.2K
CCI icon
366
Crown Castle
CCI
$33.4B
$391K 0.06%
3,582
-155
-4% -$17K
PNC icon
367
PNC Financial Services
PNC
$99.2B
$387K 0.06%
3,296
-242
-7% -$30.9K
RPG icon
368
Invesco S&P 500 Pure Growth ETF
RPG
$2B
$386K 0.05%
19,350
-9,740
-33% -$209K
DPZ icon
369
Domino's
DPZ
$11.7B
$384K 0.05%
1,542
+92
+6% +$24.2K
XLNX
370
DELISTED
Xilinx Inc
XLNX
$384K 0.05%
+4,504
New +$376K
EMR icon
371
Emerson Electric
EMR
$83.3B
$379K 0.05%
6,318
-2,365
-27% -$159K
SLV icon
372
iShares Silver Trust
SLV
$28.6B
$378K 0.05%
26,025
+1,751
+7% +$23.9K
HQH
373
abrdn Healthcare Investors
HQH
$1.26B
$376K 0.05%
20,918
+3,000
+17% +$61.4K
SWK icon
374
Stanley Black & Decker
SWK
$14.9B
$376K 0.05%
3,134
-843
-21% -$105K
AXP icon
375
American Express
AXP
$228B
$375K 0.05%
3,933
+322
+9% +$33.7K
13 14
15
16 17

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PCP
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.