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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
351
Yum! Brands
YUM
$41.4B
$355K 0.07%
5,433
-14
-0.3% -$894
COR
352
DELISTED
Coresite Realty Corporation
COR
$355K 0.07%
7,880
-792
-9% -$64.2K
BAC.PRL icon
353
Bank of America Series L
BAC.PRL
$3.98B
$354K 0.07%
+290
New +$355K
TLT icon
354
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$354K 0.07%
2,570
+510
+25% +$70.8K
TFC icon
355
Truist Financial
TFC
$64.7B
$353K 0.07%
9,334
+523
+6% +$19.5K
IP icon
356
International Paper
IP
$23.3B
$351K 0.07%
7,688
-915
-11% -$40.3K
WP
357
DELISTED
Worldpay, Inc.
WP
$351K 0.07%
6,219
+18
+0.3% +$1K
UL icon
358
Unilever
UL
$144B
$350K 0.07%
6,560
+160
+3% +$8.45K
PCI
359
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$350K 0.07%
37,896
+11,544
+44% +$230K
LMOS
360
DELISTED
Lumos Networks Corp
LMOS
$350K 0.07%
25,000
-5,000
-17% -$65.5K
PANW icon
361
Palo Alto Networks
PANW
$260B
$349K 0.07%
13,092
-6,906
-35% -$157K
INGR icon
362
Ingredion
INGR
$6.48B
$344K 0.07%
2,581
+814
+46% +$109K
NOC icon
363
Northrop Grumman
NOC
$78B
$344K 0.07%
1,605
-97
-6% -$21K
MMP
364
DELISTED
Magellan Midstream Partners, L.P.
MMP
$344K 0.07%
4,851
+103
+2% +$7.35K
DNP icon
365
DNP Select Income Fund
DNP
$4.14B
$342K 0.07%
33,289
-1,786
-5% -$18.9K
BUD icon
366
AB InBev
BUD
$161B
$341K 0.07%
2,585
+119
+5% +$15K
FIBK icon
367
First Interstate BancSystem
FIBK
$3.7B
$341K 0.07%
21,300
-700
-3% -$20.9K
ECC
368
Eagle Point Credit Company
ECC
$497M
$340K 0.07%
19,764
+3,606
+22% +$61.8K
STT icon
369
State Street
STT
$50.2B
$340K 0.07%
7,868
+3,008
+62% +$197K
BBH icon
370
VanEck Biotech ETF
BBH
$409M
$337K 0.07%
2,926
+275
+10% +$31.3K
TSN icon
371
Tyson Foods
TSN
$21.5B
$337K 0.07%
+4,502
New +$330K
JRO
372
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$335K 0.07%
30,235
+5,741
+23% +$61.4K
SIVB
373
DELISTED
SVB Financial Group
SIVB
$334K 0.07%
+3,018
New +$314K
KMI icon
374
Kinder Morgan
KMI
$70.3B
$331K 0.06%
14,299
-1,565
-10% -$33.2K
LUMN icon
375
Lumen
LUMN
$6.38B
$331K 0.06%
12,056
+4,035
+50% +$118K
13 14
15
16 17

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.