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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRGP icon
351
Targa Resources
TRGP
$61.1B
$245K 0.06%
1,800
+655
+57% +$89.9K
LO
352
DELISTED
LORILLARD INC COM STK
LO
$245K 0.06%
4,087
-3,763
-48% -$228K
TGNA
353
DELISTED
TEGNA Inc
TGNA
$244K 0.06%
15,740
-18,798
-54% -$322K
AMX icon
354
America Movil
AMX
$68.7B
$243K 0.06%
9,629
-150
-2% -$3.61K
CBI
355
DELISTED
Chicago Bridge & Iron Nv
CBI
$242K 0.06%
4,176
-5,057
-55% -$319K
CPHD
356
DELISTED
Cepheid Inc
CPHD
$242K 0.06%
+5,500
New +$232K
BGY icon
357
BlackRock Enhanced International Dividend Trust
BGY
$514M
$241K 0.06%
31,985
-33,652
-51% -$266K
UAA icon
358
Under Armour
UAA
$2.15B
$240K 0.06%
6,944
-6,730
-49% -$224K
RTN
359
DELISTED
Raytheon Company
RTN
$239K 0.06%
2,347
-5,450
-70% -$522K
IMCG icon
360
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$237K 0.06%
9,630
-9,630
-50% -$240K
MCK icon
361
McKesson
MCK
$103B
$237K 0.06%
1,219
+560
+85% +$108K
MIE
362
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$237K 0.06%
11,200
-15,200
-58% -$323K
WDC icon
363
Western Digital
WDC
$150B
$236K 0.06%
3,215
-642
-17% -$48.3K
JKHY icon
364
Jack Henry & Associates
JKHY
$11.1B
$235K 0.06%
4,228
-4,170
-50% -$243K
PXD
365
DELISTED
Pioneer Natural Resource Co.
PXD
$235K 0.06%
1,193
-1,178
-50% -$249K
FONE
366
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$235K 0.06%
6,370
+1,570
+33% +$59.9K
CLR
367
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$234K 0.06%
3,521
-3,949
-53% -$294K
URI icon
368
United Rentals
URI
$62.6B
$233K 0.06%
2,097
-2,469
-54% -$278K
VHT icon
369
Vanguard Health Care ETF
VHT
$19B
$233K 0.06%
1,990
-1,690
-46% -$194K
RDS.B
370
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$233K 0.06%
2,943
-1,829
-38% -$154K
TXN icon
371
Texas Instruments
TXN
$238B
$230K 0.06%
4,823
-4,841
-50% -$232K
RCS
372
PIMCO Strategic Income Fund
RCS
$233M
$229K 0.06%
23,221
-21,351
-48% -$222K
DGS icon
373
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.72B
$228K 0.06%
4,939
-4,957
-50% -$242K
IEP icon
374
Icahn Enterprises
IEP
$4.95B
$228K 0.06%
2,150
-2,150
-50% -$228K
VEA icon
375
Vanguard FTSE Developed Markets ETF
VEA
$233B
$228K 0.06%
5,737
-1,478
-20% -$61.5K
13 14
15
16 17

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.