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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
326
First Trust Dorsey Wright Focus 5 ETF
FV
$3.64B
$931K 0.05%
27,263
+1,123
+4% +$38.2K
NTES icon
327
NetEase
NTES
$84.2B
$923K 0.05%
10,300
+2,790
+37% +$262K
AMAT icon
328
Applied Materials
AMAT
$411B
$913K 0.05%
15,342
-283
-2% -$17.5K
DVY icon
329
iShares Select Dividend ETF
DVY
$23.6B
$912K 0.05%
11,190
+191
+2% +$15.9K
GNL icon
330
Global Net Lease
GNL
$1.83B
$911K 0.05%
57,257
+763
+1% +$12.9K
GPN icon
331
Global Payments
GPN
$23.6B
$910K 0.05%
5,122
+185
+4% +$32K
DOW icon
332
Dow Inc
DOW
$21.6B
$902K 0.05%
19,653
-5,781
-23% -$260K
NLY icon
333
Annaly Capital Management
NLY
$17.2B
$898K 0.05%
31,500
+622
+2% +$18K
WPC icon
334
W.P. Carey
WPC
$16.6B
$897K 0.05%
14,001
+1,224
+10% +$82.5K
MTCH icon
335
Match Group
MTCH
$9.46B
$894K 0.05%
8,071
+3,144
+64% +$333K
NMZ icon
336
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$893K 0.05%
66,180
-553
-0.8% -$7.45K
SNY icon
337
Sanofi
SNY
$103B
$892K 0.05%
17,608
+8,186
+87% +$421K
CRWD icon
338
CrowdStrike
CRWD
$206B
$890K 0.05%
27,276
+9,588
+54% +$279K
BIZD icon
339
VanEck BDC Income ETF
BIZD
$1.62B
$887K 0.05%
72,976
+33,493
+85% +$401K
APTS
340
DELISTED
Preferred Apartment Communities, Inc.
APTS
$886K 0.05%
162,428
-3,128
-2% -$21.3K
GLW icon
341
Corning
GLW
$126B
$883K 0.05%
27,706
+527
+2% +$16.3K
RPG icon
342
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$883K 0.05%
31,975
+995
+3% +$27.7K
CME icon
343
CME Group
CME
$95.7B
$874K 0.05%
5,225
-4,148
-44% -$699K
ISRG icon
344
Intuitive Surgical
ISRG
$135B
$874K 0.05%
3,888
+1,011
+35% +$227K
SMG icon
345
ScottsMiracle-Gro
SMG
$3.97B
$871K 0.05%
5,700
+278
+5% +$43K
FTSL icon
346
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$867K 0.05%
18,846
+725
+4% +$33.4K
KEYS icon
347
Keysight
KEYS
$55B
$867K 0.05%
8,749
+1,721
+24% +$169K
CHWY icon
348
Chewy
CHWY
$9.4B
$864K 0.05%
15,755
+9,375
+147% +$506K
MOAT icon
349
VanEck Morningstar Wide Moat ETF
MOAT
$12B
$862K 0.05%
15,784
+11,147
+240% +$609K
MS icon
350
Morgan Stanley
MS
$332B
$862K 0.05%
17,828
+2,560
+17% +$129K
12 13
14
15 16

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.