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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
326
TJX Companies
TJX
$179B
$343K 0.07%
9,666
+1,760
+22% +$62.7K
FTR
327
DELISTED
Frontier Communications Corp.
FTR
$343K 0.07%
4,892
+127
+3% +$9.44K
NCZ
328
Virtus Convertible & Income Fund II
NCZ
$283M
$341K 0.07%
16,865
-676
-4% -$14.2K
SCHV
329
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$339K 0.07%
+23,958
New +$340K
AA icon
330
Alcoa
AA
$11.3B
$338K 0.07%
14,214
+274
+2% +$6.11K
SEIC icon
331
SEI Investments
SEIC
$12.3B
$338K 0.07%
6,430
-75
-1% -$3.9K
VCSH icon
332
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$335K 0.07%
+4,231
New +$336K
BGC icon
333
BGC Group
BGC
$5.64B
$334K 0.07%
52,839
+793
+2% +$4.57K
IJK icon
334
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$333K 0.07%
8,268
-624
-7% -$25.5K
KRE icon
335
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$333K 0.07%
7,939
+616
+8% +$26.6K
TLT icon
336
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$333K 0.07%
2,760
+363
+15% +$44.2K
VPU
337
Vanguard Utilities ETF
VPU
$8.56B
$333K 0.07%
3,537
-135
-4% -$12.6K
CBM
338
DELISTED
Cambrex Corporation
CBM
$333K 0.07%
7,054
-1,731
-20% -$83.2K
VBK icon
339
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$332K 0.07%
2,729
+165
+6% +$20.3K
ELV icon
340
Elevance Health
ELV
$81.5B
$331K 0.07%
2,367
+48
+2% +$6.61K
TEVA icon
341
Teva Pharmaceuticals
TEVA
$40.4B
$329K 0.07%
+4,994
New +$309K
UPS icon
342
United Parcel Service
UPS
$88.9B
$329K 0.07%
3,410
+199
+6% +$20.3K
CL icon
343
Colgate-Palmolive
CL
$74.8B
$326K 0.07%
+4,881
New +$325K
VHT icon
344
Vanguard Health Care ETF
VHT
$18.5B
$326K 0.07%
2,451
-124
-5% -$16.2K
PEG icon
345
Public Service Enterprise Group
PEG
$38.7B
$324K 0.07%
8,374
+455
+6% +$18.2K
UL icon
346
Unilever
UL
$142B
$323K 0.07%
6,623
-42
-0.6% -$2.05K
QLD icon
347
ProShares Ultra QQQ
QLD
$11.7B
$321K 0.07%
65,376
– –
DNP icon
348
DNP Select Income Fund
DNP
$4.14B
$320K 0.06%
35,618
-6,395
-15% -$60.2K
EA icon
349
Electronic Arts
EA
$52.4B
$319K 0.06%
4,628
+320
+7% +$22.4K
IQV icon
350
IQVIA
IQV
$40.7B
$319K 0.06%
4,624
+59
+1% +$4.03K
12 13
14
15 16

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.