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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
326
Charles Schwab
SCHW
$182B
$264K 0.07%
8,998
-898
-9% -$25.4K
CMI icon
327
Cummins
CMI
$72.6B
$263K 0.07%
1,996
-1,003
-33% -$145K
PHO icon
328
Invesco Water Resources ETF
PHO
$1.93B
$263K 0.07%
10,687
-9,585
-47% -$246K
TMO icon
329
Thermo Fisher Scientific
TMO
$240B
$263K 0.07%
2,162
-2,197
-50% -$267K
NNJ
330
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$263K 0.07%
19,300
-19,300
-50% -$266K
ELV icon
331
Elevance Health
ELV
$89.5B
$262K 0.07%
2,193
-2,112
-49% -$242K
AOD
332
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$261K 0.07%
30,689
-44,616
-59% -$393K
ILMN icon
333
Illumina
ILMN
$34.6B
$261K 0.07%
1,640
-862
-34% -$144K
EFR
334
Eaton Vance Senior Floating-Rate Fund
EFR
$306M
$260K 0.07%
18,034
-25,048
-58% -$366K
WPC icon
335
W.P. Carey
WPC
$15.2B
$260K 0.07%
4,169
-5,472
-57% -$358K
XPP icon
336
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$7.59M
$260K 0.07%
+4,517
New +$287K
SLXP
337
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$260K 0.07%
1,659
+100
+6% +$14.5K
MOS icon
338
The Mosaic Company
MOS
$7.88B
$259K 0.07%
5,828
-6,226
-52% -$293K
MET icon
339
MetLife
MET
$61.8B
$258K 0.07%
5,383
-4,504
-46% -$219K
WM icon
340
Waste Management
WM
$85.5B
$258K 0.07%
5,436
-5,411
-50% -$248K
VPU
341
Vanguard Utilities ETF
VPU
$8B
$257K 0.07%
2,817
-2,737
-49% -$253K
GER
342
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$257K 0.07%
+1,417
New +$256K
NGLS
343
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$256K 0.07%
3,535
+1,430
+68% +$100K
PFX icon
344
PhenixFIN
PFX
$89.2M
$251K 0.07%
1,062
-2,251
-68% -$576K
SLV icon
345
iShares Silver Trust
SLV
$30.7B
$249K 0.06%
64,619
+30,629
+90% +$579K
NQJ
346
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$249K 0.06%
18,700
-19,800
-51% -$266K
QLD icon
347
ProShares Ultra QQQ
QLD
$13.7B
$247K 0.06%
62,848
-64,992
-51% -$248K
MWE
348
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$247K 0.06%
3,222
+1,400
+77% +$105K
UPS icon
349
United Parcel Service
UPS
$84B
$246K 0.06%
2,499
-879
-26% -$87.3K
EET icon
350
ProShares Ultra MSCI Emerging Markets
EET
$45.4M
$245K 0.06%
+3,305
New +$279K
12 13
14
15 16

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.