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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDP icon
301
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$2.36M 0.06%
30,618
-1,425
-4% -$114K
MS icon
302
Morgan Stanley
MS
$331B
$2.34M 0.06%
28,653
+10,281
+56% +$893K
PLD icon
303
Prologis
PLD
$135B
$2.33M 0.06%
20,792
+4,251
+26% +$520K
BXSL icon
304
Blackstone Secured Lending
BXSL
$5.37B
$2.33M 0.06%
82,918
+13,553
+20% +$375K
PDI icon
305
PIMCO Dynamic Income Fund
PDI
$7.39B
$2.32M 0.06%
132,483
+1,449
+1% +$26.7K
VXF icon
306
Vanguard Extended Market ETF
VXF
$30.3B
$2.31M 0.06%
16,036
+802
+5% +$120K
ITA icon
307
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.3M 0.06%
21,687
+606
+3% +$69.1K
MDY icon
308
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$2.3M 0.06%
5,024
-522
-9% -$250K
RPG icon
309
Invesco S&P 500 Pure Growth ETF
RPG
$2.01B
$2.3M 0.06%
76,275
-62,800
-45% -$1.95M
STZ icon
310
Constellation Brands
STZ
$22.2B
$2.29M 0.06%
9,105
+469
+5% +$122K
CB icon
311
Chubb
CB
$135B
$2.27M 0.06%
10,873
-595
-5% -$120K
ITOT icon
312
iShares Core S&P Total US Stock Market ETF
ITOT
$94.4B
$2.25M 0.06%
23,787
-8,619
-27% -$847K
GE icon
313
GE Aerospace
GE
$374B
$2.25M 0.06%
25,440
+2,721
+12% +$245K
KMB icon
314
Kimberly-Clark
KMB
$36.3B
$2.24M 0.06%
18,369
-2,411
-12% -$311K
PMT
315
PennyMac Mortgage Investment
PMT
$822M
$2.24M 0.06%
180,378
+4,041
+2% +$52.9K
CARR icon
316
Carrier Global
CARR
$51B
$2.23M 0.06%
40,429
+25,375
+169% +$1.4M
HYG icon
317
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$2.23M 0.06%
30,198
+10,292
+52% +$768K
VOE icon
318
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$2.22M 0.06%
16,943
+100
+0.6% +$13.8K
BDX icon
319
Becton Dickinson
BDX
$45.6B
$2.2M 0.06%
8,511
-16,397
-66% -$4.43M
SCHW
320
Charles Schwab
SCHW
$183B
$2.19M 0.06%
39,956
-6,211
-13% -$375K
D icon
321
Dominion Energy
D
$60.8B
$2.19M 0.06%
49,085
+4,208
+9% +$209K
JNK icon
322
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$2.19M 0.06%
24,200
+4,025
+20% +$369K
ISRG icon
323
Intuitive Surgical
ISRG
$127B
$2.18M 0.06%
7,466
+659
+10% +$206K
AMAT icon
324
Applied Materials
AMAT
$403B
$2.17M 0.06%
15,703
-46,665
-75% -$6.69M
SMH icon
325
VanEck Semiconductor ETF
SMH
$67.9B
$2.17M 0.06%
14,955
-453
-3% -$68.6K
11 12
13
14 15

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.