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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
301
American Electric Power
AEP
$70.4B
$751K 0.06%
7,944
+635
+9% +$58.7K
NLY icon
302
Annaly Capital Management
NLY
$17.3B
$748K 0.06%
19,847
+8,427
+74% +$307K
KMI icon
303
Kinder Morgan
KMI
$70.9B
$739K 0.06%
34,842
+5,885
+20% +$119K
OXY icon
304
Occidental Petroleum
OXY
$55.7B
$739K 0.06%
17,899
+63
+0.4% +$2.52K
VONG icon
305
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
$739K 0.06%
16,332
-1,064
-6% -$45.7K
WM icon
306
Waste Management
WM
$95B
$738K 0.06%
6,475
+24
+0.4% +$2.71K
UBER icon
307
Uber
UBER
$145B
$736K 0.06%
24,695
+12,553
+103% +$372K
XFLT
308
XAI Floating Rate & Alternative Income Trust
XFLT
$282M
$735K 0.06%
18,149
+1,196
+7% +$51.1K
ATXI
309
DELISTED
Avenue Therapeutics, Inc. Common Stock
ATXI
$732K 0.06%
68
+2
+3% +$14K
XLNX
310
DELISTED
Xilinx Inc
XLNX
$729K 0.06%
7,455
+1,678
+29% +$158K
QCOM icon
311
Qualcomm
QCOM
$164B
$728K 0.06%
8,235
+416
+5% +$34.8K
ECL icon
312
Ecolab
ECL
$79.8B
$727K 0.06%
3,755
+342
+10% +$64.9K
CLM icon
313
Cornerstone Strategic Value Fund
CLM
$2.16B
$726K 0.06%
65,724
+32,212
+96% +$355K
DON icon
314
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$722K 0.06%
18,974
+945
+5% +$34.9K
VFC icon
315
VF Corp
VFC
$5.92B
$720K 0.06%
7,215
+3,159
+78% +$283K
PFL
316
PIMCO Income Strategy Fund
PFL
$382M
$715K 0.06%
60,312
-11,859
-16% -$138K
FXH icon
317
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$711K 0.06%
8,438
-1,672
-17% -$132K
ILCG icon
318
iShares Morningstar Growth ETF
ILCG
$3B
$708K 0.06%
16,840
-30
-0.2% -$1.19K
PLD icon
319
Prologis
PLD
$136B
$705K 0.06%
7,890
+203
+3% +$18K
AGGY icon
320
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$921M
$704K 0.06%
13,455
+1,013
+8% +$52.9K
PPA icon
321
Invesco Aerospace & Defense ETF
PPA
$8.07B
$704K 0.06%
10,288
-451
-4% -$30.7K
EFV icon
322
iShares MSCI EAFE Value ETF
EFV
$28.3B
$703K 0.06%
14,062
+2,523
+22% +$124K
FLOT icon
323
iShares Floating Rate Bond ETF
FLOT
$10.2B
$689K 0.06%
13,523
+1,610
+14% +$82K
MTN icon
324
Vail Resorts
MTN
$5.7B
$688K 0.06%
2,866
-38
-1% -$8.99K
MHD icon
325
BlackRock MuniHoldings Fund
MHD
$602M
$683K 0.06%
40,266
+309
+0.8% +$5.15K
11 12
13
14 15

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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.