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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOW icon
301
Dow Inc
DOW
$22B
$695K 0.07%
14,564
+238
+2% +$11.1K
APLE icon
302
Apple Hospitality REIT
APLE
$3.97B
$690K 0.07%
41,583
-904
-2% -$14.3K
AEP icon
303
American Electric Power
AEP
$70.4B
$686K 0.07%
7,309
+1,017
+16% +$92.4K
XLU icon
304
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$684K 0.07%
21,126
+10,512
+99% +$324K
ZBRA icon
305
Zebra Technologies
ZBRA
$13.5B
$683K 0.07%
3,308
+1,786
+117% +$361K
IP icon
306
International Paper
IP
$22.6B
$681K 0.07%
17,146
+1,155
+7% +$45.1K
FXL icon
307
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$680K 0.07%
10,435
+2,214
+27% +$149K
EMB icon
308
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$677K 0.07%
5,975
+681
+13% +$77.5K
ECL icon
309
Ecolab
ECL
$79.8B
$676K 0.07%
3,413
-1,102
-24% -$221K
CINF icon
310
Cincinnati Financial
CINF
$27.8B
$674K 0.07%
+5,769
New +$634K
ADI icon
311
Analog Devices
ADI
$172B
$665K 0.07%
5,945
+667
+13% +$75.5K
FIS icon
312
Fidelity National Information Services
FIS
$24.2B
$665K 0.07%
+4,990
New +$663K
BIIB icon
313
Biogen
BIIB
$30.9B
$664K 0.07%
2,850
+683
+32% +$159K
AWK icon
314
American Water Works
AWK
$27B
$662K 0.07%
5,328
+1,544
+41% +$186K
KMB icon
315
Kimberly-Clark
KMB
$37.6B
$662K 0.07%
4,659
-19
-0.4% -$2.61K
MTN icon
316
Vail Resorts
MTN
$5.7B
$661K 0.07%
2,904
-82
-3% -$19.4K
PMM
317
Franklin Managed Municipal Income Trust
PMM
$270M
$661K 0.07%
84,350
-40,287
-32% -$318K
MHD icon
318
BlackRock MuniHoldings Fund
MHD
$602M
$656K 0.06%
39,957
-24,130
-38% -$405K
PLD icon
319
Prologis
PLD
$136B
$656K 0.06%
7,687
+1,730
+29% +$143K
DON icon
320
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$655K 0.06%
18,029
-100
-0.6% -$3.57K
BNY
321
Bank of New York Mellon
BNY
$103B
$653K 0.06%
14,417
+2,982
+26% +$133K
VFH icon
322
Vanguard Financials ETF
VFH
$13.4B
$653K 0.06%
9,319
-302
-3% -$20.9K
NOC icon
323
Northrop Grumman
NOC
$76B
$652K 0.06%
1,736
+324
+23% +$115K
AGGY icon
324
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$921M
$651K 0.06%
12,442
+1,464
+13% +$76.1K
ILCG icon
325
iShares Morningstar Growth ETF
ILCG
$3B
$646K 0.06%
16,870
+1,510
+10% +$58.6K
11 12
13
14 15

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.