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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPU
301
Vanguard Utilities ETF
VPU
$8.68B
$427K 0.08%
3,987
+50
+1% +$5.54K
EXPE icon
302
Expedia Group
EXPE
$35.5B
$425K 0.08%
3,638
+176
+5% +$19.9K
TRV icon
303
Travelers Companies
TRV
$82.9B
$422K 0.08%
3,672
-197
-5% -$23.1K
JBLU icon
304
JetBlue
JBLU
$2.23B
$421K 0.08%
24,414
+4,250
+21% +$72.7K
AIG icon
305
American International
AIG
$42.9B
$419K 0.08%
7,030
-981
-12% -$56.1K
AMP icon
306
Ameriprise Financial
AMP
$48.3B
$419K 0.08%
4,178
-262
-6% -$25.4K
KEY icon
307
KeyCorp
KEY
$24.3B
$419K 0.08%
+34,348
New +$411K
ATO icon
308
Atmos Energy
ATO
$29.9B
$415K 0.08%
5,573
-124
-2% -$9.54K
SHYD icon
309
VanEck Short High Yield Muni ETF
SHYD
$452M
$413K 0.08%
16,331
+562
+4% +$14.3K
FTR
310
DELISTED
Frontier Communications Corp.
FTR
$412K 0.08%
8,029
+1,456
+22% +$104K
FXH icon
311
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$410K 0.08%
6,728
-831
-11% -$50.5K
ORA icon
312
Ormat Technologies
ORA
$6.05B
$410K 0.08%
8,432
+2,163
+35% +$102K
ILMN icon
313
Illumina
ILMN
$29.2B
$409K 0.08%
2,311
+225
+11% +$36K
VTR icon
314
Ventas
VTR
$47.7B
$408K 0.08%
5,760
-247
-4% -$17.9K
PYZ icon
315
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$73.4M
$405K 0.08%
6,970
-1
-0% -$58
APO icon
316
Apollo Global Management
APO
$71.9B
$403K 0.08%
22,438
+4,500
+25% +$78.9K
VGK icon
317
Vanguard FTSE Europe ETF
VGK
$30.2B
$401K 0.08%
8,204
-1,303
-14% -$62.7K
CII icon
318
BlackRock Enhanced Captial and Income Fund
CII
$980M
$399K 0.08%
39,554
+9,831
+33% +$136K
QLD icon
319
ProShares Ultra QQQ
QLD
$12.2B
$397K 0.08%
73,264
-1,840
-2% -$9.41K
REM icon
320
iShares Mortgage Real Estate ETF
REM
$553M
$397K 0.08%
9,433
+1,948
+26% +$82.6K
DAL icon
321
Delta Air Lines
DAL
$58.8B
$394K 0.08%
9,997
+834
+9% +$31.6K
MKTX icon
322
MarketAxess Holdings
MKTX
$4.34B
$393K 0.08%
2,368
-197
-8% -$32K
HIG icon
323
Hartford Financial Services
HIG
$39.3B
$390K 0.08%
9,091
-1,502
-14% -$62.9K
VBK icon
324
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$390K 0.08%
2,954
+254
+9% +$33.1K
NCZ
325
Virtus Convertible & Income Fund II
NCZ
$285M
$389K 0.08%
16,384
-46
-0.3% -$1.05K
11 12
13
14 15

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LPU
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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.