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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
301
Costco
COST
$432B
$356K 0.09%
2,456
+467
+23% +$66.6K
SRE icon
302
Sempra
SRE
$58.1B
$354K 0.09%
7,310
+1,048
+17% +$51.6K
KKR icon
303
KKR & Co
KKR
$89.1B
$353K 0.08%
20,979
+7,123
+51% +$151K
INFN
304
DELISTED
Infinera Corporation Common Stock
INFN
$352K 0.08%
17,951
+5,095
+40% +$111K
WWAV
305
DELISTED
The WhiteWave Foods Company
WWAV
$352K 0.08%
+8,760
New +$418K
FXR icon
306
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$350K 0.08%
13,528
+1,718
+15% +$48.6K
IJK icon
307
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$350K 0.08%
8,892
-2,596
-23% -$108K
CBM
308
DELISTED
Cambrex Corporation
CBM
$350K 0.08%
8,785
+1,576
+22% +$73.7K
FHLC icon
309
Fidelity MSCI Health Care Index ETF
FHLC
$3.35B
$348K 0.08%
10,924
+428
+4% +$15.1K
XTL icon
310
State Street SPDR S&P Telecom ETF
XTL
$543M
$347K 0.08%
6,540
+290
+5% +$16.2K
GGN
311
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$342K 0.08%
68,517
+22,398
+49% +$122K
GS icon
312
Goldman Sachs
GS
$289B
$342K 0.08%
1,961
+738
+60% +$145K
SPG icon
313
Simon Property Group
SPG
$76.4B
$342K 0.08%
+1,857
New +$340K
VPU
314
Vanguard Utilities ETF
VPU
$8.56B
$342K 0.08%
3,672
+795
+28% +$73.8K
FTEC icon
315
Fidelity MSCI Information Technology Index ETF
FTEC
$18.9B
$341K 0.08%
11,254
+533
+5% +$16.9K
VOD icon
316
Vodafone
VOD
$37.1B
$340K 0.08%
10,677
+516
+5% +$18.4K
FTR
317
DELISTED
Frontier Communications Corp.
FTR
$340K 0.08%
4,765
+2,495
+110% +$189K
JAH
318
DELISTED
JARDEN CORPORATION
JAH
$339K 0.08%
6,908
+59
+0.9% +$3.12K
SLY
319
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$338K 0.08%
+6,924
New +$361K
MIN
320
Aberdeen Intermediate Income Fund
MIN
$275M
$336K 0.08%
73,761
+56,301
+322% +$257K
AMLP icon
321
Alerian MLP ETF
AMLP
$12.9B
$334K 0.08%
5,331
+700
+15% +$50.9K
PEG icon
322
Public Service Enterprise Group
PEG
$38.7B
$334K 0.08%
7,919
+380
+5% +$15.5K
MS icon
323
Morgan Stanley
MS
$319B
$333K 0.08%
10,515
-1,697
-14% -$61.8K
NCLH icon
324
Norwegian Cruise Line
NCLH
$9.53B
$331K 0.08%
5,773
+1,158
+25% +$68.2K
CSX icon
325
CSX Corp
CSX
$94B
$328K 0.08%
36,459
+1,572
+5% +$15.4K
11 12
13
14 15

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.