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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YHOO
301
DELISTED
Yahoo Inc
YHOO
$288K 0.07%
7,210
-8,410
-54% -$315K
MDLZ icon
302
Mondelez International
MDLZ
$79.6B
$287K 0.07%
8,381
-11,899
-59% -$434K
IVE icon
303
iShares S&P 500 Value ETF
IVE
$49B
$285K 0.07%
3,160
-1,631
-34% -$148K
GDX icon
304
VanEck Gold Miners ETF
GDX
$27.9B
$282K 0.07%
13,225
-21,357
-62% -$546K
HYG icon
305
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
$282K 0.07%
3,069
-2,208
-42% -$206K
EMN icon
306
Eastman Chemical
EMN
$7.44B
$280K 0.07%
3,460
-3,260
-49% -$272K
IWR icon
307
iShares Russell Mid-Cap ETF
IWR
$55B
$279K 0.07%
7,056
-6,772
-49% -$273K
MGA icon
308
Magna International
MGA
$17.1B
$279K 0.07%
5,882
-5,596
-49% -$307K
UL icon
309
Unilever
UL
$134B
$277K 0.07%
5,875
-4,982
-46% -$246K
IWD icon
310
iShares Russell 1000 Value ETF
IWD
$82B
$275K 0.07%
2,744
-2,145
-44% -$217K
PXI icon
311
Invesco Dorsey Wright Energy Momentum ETF
PXI
$58.8M
$275K 0.07%
4,745
-4,245
-47% -$264K
RY icon
312
Royal Bank of Canada
RY
$280B
$272K 0.07%
3,808
-3,808
-50% -$280K
TM icon
313
Toyota
TM
$228B
$272K 0.07%
2,313
+457
+25% +$53.9K
BRCD
314
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$272K 0.07%
25,009
+8,009
+47% +$78K
KBWY icon
315
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
$270K 0.07%
8,770
-4,720
-35% -$155K
CRTO icon
316
Criteo S.A.
CRTO
$838M
$268K 0.07%
7,950
+4,850
+156% +$158K
REM icon
317
iShares Mortgage Real Estate ETF
REM
$489M
$268K 0.07%
5,675
+2,208
+64% +$111K
AFL icon
318
Aflac
AFL
$58.6B
$267K 0.07%
9,188
-19,926
-68% -$606K
SWKS icon
319
Skyworks Solutions
SWKS
$12.9B
$267K 0.07%
4,600
+3,302
+254% +$176K
APC
320
DELISTED
Anadarko Petroleum
APC
$266K 0.07%
2,622
-985
-27% -$106K
ETP
321
DELISTED
Energy Transfer Partners L.p.
ETP
$266K 0.07%
4,161
+1,825
+78% +$106K
CRF
322
Cornerstone Total Return Fund
CRF
$1.03B
$265K 0.07%
12,419
-11,143
-47% -$249K
ITM icon
323
VanEck Intermediate Muni ETF
ITM
$2.02B
$265K 0.07%
5,650
-5,650
-50% -$264K
NXPI icon
324
NXP Semiconductors
NXPI
$55.2B
$264K 0.07%
3,863
-3,307
-46% -$220K
PEG icon
325
Public Service Enterprise Group
PEG
$35.1B
$264K 0.07%
7,100
-8,744
-55% -$323K
11 12
13
14 15

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.