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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
276
Chipotle Mexican Grill
CMG
$47.2B
$2.55M 0.08%
70,100
+2,800
+4% +$102K
DUK icon
277
Duke Energy
DUK
$97.8B
$2.55M 0.08%
26,087
+3,055
+13% +$316K
IEI icon
278
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.54M 0.08%
19,541
-259
-1% -$34K
DIA icon
279
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.53M 0.08%
7,490
+1,405
+23% +$491K
IBB icon
280
iShares Biotechnology ETF
IBB
$9.34B
$2.53M 0.08%
15,629
-383
-2% -$64.5K
VXF icon
281
Vanguard Extended Market ETF
VXF
$30.3B
$2.53M 0.08%
13,844
+746
+6% +$139K
SHW icon
282
Sherwin-Williams
SHW
$82.7B
$2.51M 0.08%
8,987
-1,933
-18% -$566K
TTD icon
283
Trade Desk
TTD
$8.48B
$2.51M 0.08%
34,772
+10,064
+41% +$778K
STX icon
284
Seagate
STX
$194B
$2.49M 0.08%
30,141
-529
-2% -$46K
MS icon
285
Morgan Stanley
MS
$331B
$2.47M 0.08%
25,512
+592
+2% +$58.7K
DJP icon
286
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$2.47M 0.08%
84,301
+21,964
+35% +$606K
MMM icon
287
3M
MMM
$90.9B
$2.45M 0.08%
16,574
+284
+2% +$46K
ECL icon
288
Ecolab
ECL
$78.1B
$2.43M 0.08%
11,656
+328
+3% +$71.9K
NIO icon
289
NIO
NIO
$12.2B
$2.43M 0.08%
68,178
-3,949
-5% -$162K
WPC icon
290
W.P. Carey
WPC
$16.8B
$2.43M 0.08%
33,945
+3,402
+11% +$259K
IPGP icon
291
IPG Photonics
IPGP
$3.61B
$2.42M 0.08%
15,304
-316
-2% -$58.1K
NXPI icon
292
NXP Semiconductors
NXPI
$57.8B
$2.42M 0.08%
12,366
-64
-0.5% -$13.3K
IWB icon
293
iShares Russell 1000 ETF
IWB
$48.2B
$2.42M 0.08%
10,021
+240
+2% +$59.7K
DRIV icon
294
Global X Autonomous & Electric Vehicles ETF
DRIV
$377M
$2.42M 0.08%
88,279
+17,659
+25% +$498K
XLC icon
295
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$2.41M 0.08%
30,016
+1,307
+5% +$108K
CSM icon
296
ProShares Large Cap Core Plus
CSM
$518M
$2.4M 0.08%
47,948
-388
-0.8% -$19.8K
IWO icon
297
iShares Russell 2000 Growth ETF
IWO
$14.3B
$2.39M 0.08%
8,110
+690
+9% +$207K
APO icon
298
Apollo Global Management
APO
$72.4B
$2.38M 0.08%
38,721
+13,873
+56% +$834K
AX icon
299
Axos Financial
AX
$5.77B
$2.38M 0.08%
46,228
-92
-0.2% -$4.37K
GBIL icon
300
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$2.38M 0.08%
23,799
-1,576
-6% -$158K
10 11
12
13 14

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.