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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYD icon
276
VanEck Short High Yield Muni ETF
SHYD
$452M
$543K 0.08%
22,428
+4,504
+25% +$109K
KEY icon
277
KeyCorp
KEY
$23.8B
$536K 0.08%
36,243
-1,761
-5% -$31K
AGN
278
DELISTED
Allergan plc
AGN
$533K 0.08%
3,984
-818
-17% -$134K
FVD icon
279
First Trust Value Line Dividend Fund
FVD
$8.44B
$529K 0.08%
18,182
+2,172
+14% +$66.8K
KMB icon
280
Kimberly-Clark
KMB
$37.6B
$526K 0.07%
4,605
+649
+16% +$72K
IGPT icon
281
Invesco AI and Next Gen Software ETF
IGPT
$1.08B
$525K 0.07%
21,312
-1,557
-7% -$39.7K
STZ icon
282
Constellation Brands
STZ
$22.5B
$525K 0.07%
3,263
+79
+2% +$15.7K
SPIP icon
283
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$524K 0.07%
19,416
-364
-2% -$9.78K
ABMD
284
DELISTED
Abiomed Inc
ABMD
$523K 0.07%
1,603
-263
-14% -$91.4K
VDC icon
285
Vanguard Consumer Staples ETF
VDC
$8.16B
$522K 0.07%
3,979
+1,703
+75% +$239K
ALGN icon
286
Align Technology
ALGN
$12.9B
$521K 0.07%
2,482
-2,095
-46% -$529K
IYW icon
287
iShares US Technology ETF
IYW
$22.6B
$520K 0.07%
12,996
-1,796
-12% -$77.8K
LNG icon
288
Cheniere Energy
LNG
$54.2B
$517K 0.07%
8,725
+5,536
+174% +$341K
PMM
289
Franklin Managed Municipal Income Trust
PMM
$270M
$514K 0.07%
76,396
+42,333
+124% +$288K
HYZD icon
290
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$258M
$511K 0.07%
22,770
+273
+1% +$6.43K
SPLK
291
DELISTED
Splunk Inc
SPLK
$510K 0.07%
4,863
-1,088
-18% -$110K
LOW icon
292
Lowe's Companies
LOW
$121B
$508K 0.07%
5,499
-471
-8% -$45.4K
SRLN icon
293
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$508K 0.07%
11,358
-3,738
-25% -$174K
SCHA icon
294
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$507K 0.07%
33,396
-1,792
-5% -$30.3K
MRSH
295
Marsh
MRSH
$94.3B
$501K 0.07%
6,271
-558
-8% -$46.5K
SPOT icon
296
Spotify
SPOT
$108B
$501K 0.07%
4,402
-2,077
-32% -$290K
APLE icon
297
Apple Hospitality REIT
APLE
$3.97B
$500K 0.07%
34,999
+22
+0.1% +$350
EL icon
298
Estee Lauder
EL
$30.4B
$500K 0.07%
3,844
+69
+2% +$9.37K
BSX icon
299
Boston Scientific
BSX
$68.4B
$499K 0.07%
14,081
-156
-1% -$5.66K
MGK icon
300
Vanguard Morningstar Mega Cap Growth ETF
MGK
$31.3B
$497K 0.07%
23,185
+2,135
+10% +$49.4K
10 11
12
13 14

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.