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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
276
Tesla
TSLA
$1.21T
$473K 0.09%
34,755
-8,760
-20% -$126K
TXN icon
277
Texas Instruments
TXN
$253B
$473K 0.09%
9,718
+3,336
+52% +$227K
TJX icon
278
TJX Companies
TJX
$178B
$471K 0.09%
12,552
-1,364
-10% -$53.4K
TDG icon
279
TransDigm Group
TDG
$73.2B
$469K 0.09%
1,622
+36
+2% +$10.1K
TMO icon
280
Thermo Fisher Scientific
TMO
$214B
$469K 0.09%
2,943
+48
+2% +$7.4K
VMC icon
281
Vulcan Materials
VMC
$37.4B
$468K 0.09%
4,107
-53
-1% -$6.25K
IXN icon
282
iShares Global Tech ETF
IXN
$8.1B
$467K 0.09%
25,266
– –
VDC icon
283
Vanguard Consumer Staples ETF
VDC
$8.14B
$467K 0.09%
3,405
+760
+29% +$106K
FTEC icon
284
Fidelity MSCI Information Technology Index ETF
FTEC
$19.4B
$466K 0.09%
12,730
+1,161
+10% +$40.8K
PGX icon
285
Invesco Preferred ETF
PGX
$3.81B
$466K 0.09%
47,520
-19,434
-29% -$297K
WM icon
286
Waste Management
WM
$96.1B
$463K 0.09%
7,239
+187
+3% +$12.2K
IYW icon
287
iShares US Technology ETF
IYW
$23B
$460K 0.09%
15,428
+1,044
+7% +$29.9K
CL icon
288
Colgate-Palmolive
CL
$74.2B
$455K 0.09%
6,126
+44
+0.7% +$3.25K
USAC icon
289
USA Compression Partners
USAC
$3.75B
$451K 0.09%
23,990
+701
+3% +$11.2K
XTL icon
290
State Street SPDR S&P Telecom ETF
XTL
$564M
$450K 0.09%
6,846
-69
-1% -$4.33K
AVY icon
291
Avery Dennison
AVY
$12.9B
$448K 0.09%
5,747
+10
+0.2% +$764
REGN icon
292
Regeneron Pharmaceuticals
REGN
$72.9B
$446K 0.09%
1,109
– –
GM icon
293
General Motors
GM
$81.7B
$445K 0.09%
13,961
-941
-6% -$29.4K
MDLZ icon
294
Mondelez International
MDLZ
$80.2B
$443K 0.09%
10,071
+506
+5% +$22.2K
FTRPR
295
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$439K 0.09%
5,225
+1,425
+38% +$132K
SLY
296
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$438K 0.09%
12,734
+2
+0% +$110
XEL icon
297
Xcel Energy
XEL
$50.1B
$434K 0.09%
16,212
-522
-3% -$22.3K
PNC icon
298
PNC Financial Services
PNC
$100B
$433K 0.08%
4,778
+54
+1% +$4.63K
SPG icon
299
Simon Property Group
SPG
$76.8B
$430K 0.08%
2,058
-106
-5% -$23K
ILCB icon
300
iShares Morningstar US Equity ETF
ILCB
$1.26B
$427K 0.08%
13,292
-320
-2% -$10.2K
10 11
12
13 14

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.