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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
276
3M
MMM
$91.8B
$392K 0.09%
3,299
+1,509
+84% +$186K
TMO icon
277
Thermo Fisher Scientific
TMO
$214B
$392K 0.09%
3,202
+247
+8% +$32.2K
CMCSK
278
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$388K 0.09%
6,760
+2,338
+53% +$134K
ESS icon
279
Essex Property Trust
ESS
$19.1B
$386K 0.09%
1,721
-331
-16% -$73K
ULTA icon
280
Ulta Beauty
ULTA
$21.8B
$386K 0.09%
2,356
+756
+47% +$124K
ILCB icon
281
iShares Morningstar US Equity ETF
ILCB
$1.24B
$383K 0.09%
13,688
+116
+0.9% +$3.44K
DFS
282
DELISTED
Discover Financial Services
DFS
$379K 0.09%
7,281
+1,314
+22% +$72.1K
IXN icon
283
iShares Global Tech ETF
IXN
$7.87B
$379K 0.09%
25,242
-600
-2% -$9.38K
DNP icon
284
DNP Select Income Fund
DNP
$4.14B
$378K 0.09%
42,013
+14,833
+55% +$147K
MITT
285
TPG Mortgage Investment Trust
MITT
$228M
$378K 0.09%
8,272
+337
+4% +$17.3K
TDG icon
286
TransDigm Group
TDG
$70.7B
$378K 0.09%
1,777
+3
+0.2% +$687
PNR icon
287
Pentair
PNR
$10.8B
$376K 0.09%
10,934
-2,558
-19% -$100K
XLP icon
288
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$375K 0.09%
7,911
+842
+12% +$40.9K
NAT icon
289
Nordic American Tanker
NAT
$1.36B
$374K 0.09%
24,742
+10,859
+78% +$162K
HDV
290
iShares Core High Dividend ETF
HDV
$14.7B
$373K 0.09%
26,800
+2,315
+9% +$33.6K
AFL icon
291
Aflac
AFL
$65.5B
$372K 0.09%
+12,756
New +$386K
AMP icon
292
Ameriprise Financial
AMP
$47.8B
$372K 0.09%
3,396
-187
-5% -$22.1K
JKHY icon
293
Jack Henry & Associates
JKHY
$11.4B
$371K 0.09%
5,303
-54
-1% -$3.71K
NCZ
294
Virtus Convertible & Income Fund II
NCZ
$283M
$371K 0.09%
17,541
+10,074
+135% +$262K
EZM icon
295
WisdomTree US MidCap Fund
EZM
$939M
$370K 0.09%
12,909
+2,463
+24% +$75.2K
WMB icon
296
Williams Companies
WMB
$85.8B
$369K 0.09%
10,006
+2,194
+28% +$109K
STZ icon
297
Constellation Brands
STZ
$22.5B
$368K 0.09%
2,938
-30
-1% -$3.7K
VMC icon
298
Vulcan Materials
VMC
$36.8B
$368K 0.09%
+4,122
New +$384K
EOG icon
299
EOG Resources
EOG
$77.7B
$361K 0.09%
4,950
-3,018
-38% -$235K
WFT
300
DELISTED
Weatherford International plc
WFT
$357K 0.09%
41,800
+12,262
+42% +$124K
10 11
12
13 14

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.