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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
276
Chipotle Mexican Grill
CMG
$43B
$2.56K 0.05%
+553,600
New +$7.24M
MSK.CL
277
DELISTED
MORGAN STANLEY CAP TRUST VIII GTD CAP SECURITIES 6.450%
MSK.CL
$2.56K 0.05%
+10,160
New +$258K
ITW icon
278
Illinois Tool Works
ITW
$84.9B
$2.55K 0.05%
4,900
+2,450
+100% +$223K
GDX icon
279
VanEck Gold Miners ETF
GDX
$22.7B
$2.54K 0.05%
24,430
+11,205
+85% +$217K
MET icon
280
MetLife
MET
$62.7B
$2.54K 0.05%
10,034
+4,651
+86% +$221K
SCHW
281
Charles Schwab
SCHW
$184B
$2.54K 0.05%
16,498
+7,500
+83% +$213K
FAB icon
282
First Trust Multi Cap Value AlphaDEX Fund
FAB
$166M
$2.5K 0.05%
13,443
+6,202
+86% +$285K
NSANY
283
DELISTED
NISSAN MOTOR CO LTD SPONS ADR
NSANY
$2.5K 0.05%
+14,150
New +$2.5K
RCS
284
PIMCO Strategic Income Fund
RCS
$243M
$2.49K 0.05%
47,232
+24,011
+103% +$241K
UL icon
285
Unilever
UL
$144B
$2.49K 0.05%
10,772
+4,897
+83% +$225K
XTN icon
286
State Street SPDR S&P Transportation ETF
XTN
$401M
$2.48K 0.05%
+8,320
New +$415K
STI
287
DELISTED
SunTrust Banks, Inc.
STI
$2.47K 0.05%
+8,788
New +$345K
CSM icon
288
ProShares Large Cap Core Plus
CSM
$513M
$2.46K 0.05%
+18,868
New +$464K
HTR
289
DELISTED
Brookfield Total Return Fund Inc
HTR
$2.46K 0.05%
+18,637
New +$467K
ENTA icon
290
Enanta Pharmaceuticals
ENTA
$367M
$2.45K 0.05%
+6,462
New +$289K
CERN
291
DELISTED
Cerner Corp
CERN
$2.44K 0.05%
+6,924
New +$431K
LYB icon
292
LyondellBasell Industries
LYB
$18.8B
$2.44K 0.05%
4,873
+465
+11% +$40.3K
SJM icon
293
J.M. Smucker
SJM
$13.2B
$2.43K 0.05%
+4,314
New +$437K
MIE
294
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$2.42K 0.05%
22,400
+11,200
+100% +$225K
RAI
295
DELISTED
Reynolds American Inc
RAI
$2.39K 0.05%
15,370
+5,388
+54% +$171K
WM icon
296
Waste Management
WM
$96.1B
$2.37K 0.05%
9,543
+4,107
+76% +$200K
HMC icon
297
Honda
HMC
$39.3B
$2.37K 0.05%
+15,053
New +$468K
FFC
298
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$774M
$2.36K 0.05%
22,558
+11,279
+100% +$226K
FSLR icon
299
First Solar
FSLR
$21.8B
$2.36K 0.05%
8,359
+2,859
+52% +$146K
LO
300
DELISTED
LORILLARD INC COM STK
LO
$2.36K 0.05%
7,465
+3,378
+83% +$209K
10 11
12
13 14

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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.