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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHC icon
276
Bausch Health
BHC
$2.13B
$316K 0.08%
2,407
-3,000
-55% -$358K
XLP icon
277
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$316K 0.08%
6,999
-8,051
-53% -$361K
EXC icon
278
Exelon
EXC
$43.7B
$314K 0.08%
12,932
-575
-4% -$13.5K
VOE icon
279
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
$314K 0.08%
3,697
+2,186
+145% +$189K
SCHA icon
280
Schwab U.S Small- Cap ETF
SCHA
$21.9B
$310K 0.08%
24,160
-71,860
-75% -$960K
TSLA icon
281
Tesla
TSLA
$1.41T
$310K 0.08%
7,920
-20,730
-72% -$342K
WFM
282
DELISTED
Whole Foods Market Inc
WFM
$310K 0.08%
7,122
-8,520
-54% -$325K
BDCL
283
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$308K 0.08%
12,750
-25,006
-66% -$663K
ADP icon
284
Automatic Data Processing
ADP
$109B
$307K 0.08%
4,214
-4,417
-51% -$319K
BFH icon
285
Bread Financial
BFH
$4.14B
$307K 0.08%
1,549
-1,230
-44% -$258K
DFS
286
DELISTED
Discover Financial Services
DFS
$307K 0.08%
4,769
-29,272
-86% -$1.83M
IUSV icon
287
iShares Core S&P US Value ETF
IUSV
$27.2B
$306K 0.08%
7,038
-3,564
-34% -$157K
MA icon
288
Mastercard
MA
$497B
$303K 0.08%
10,735
-6,590
-38% -$502K
MYJ
289
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$303K 0.08%
20,900
-20,900
-50% -$306K
WFC.PRL icon
290
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.41B
$301K 0.08%
250
-296
-54% -$358K
FIW icon
291
First Trust Water ETF
FIW
$1.75B
$297K 0.08%
9,353
-11,720
-56% -$389K
MHN
292
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$297K 0.08%
22,263
-22,263
-50% -$300K
AIG icon
293
American International
AIG
$39.8B
$296K 0.08%
5,487
-17,242
-76% -$942K
CXP
294
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$296K 0.08%
12,388
-12,388
-50% -$314K
HBI
295
DELISTED
Hanesbrands
HBI
$295K 0.08%
10,968
-10,864
-50% -$276K
RAI
296
DELISTED
Reynolds American Inc
RAI
$294K 0.08%
9,982
-6,678
-40% -$194K
ICF icon
297
iShares Select U.S. REIT ETF
ICF
$1.95B
$293K 0.08%
6,942
-9,648
-58% -$426K
MANH icon
298
Manhattan Associates
MANH
$12.4B
$293K 0.08%
8,774
+56
+0.6% +$1.75K
RIG icon
299
Transocean
RIG
$6.19B
$291K 0.08%
9,097
-8,213
-47% -$321K
SO icon
300
Southern Company
SO
$99.2B
$290K 0.08%
6,652
-7,772
-54% -$341K
10 11
12
13 14

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.