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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPO
2726
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$0 ﹤0.01%
+3
New +$136
ASMI
2727
DELISTED
ASM INTERNATL N.V
ASMI
$0 ﹤0.01%
+9
New +$351
QLTY
2728
DELISTED
QUALITY DISTR INC FLA
QLTY
$0 ﹤0.01%
+9
New +$102
MRH
2729
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$0 ﹤0.01%
+11
New +$367
PWRD
2730
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$0 ﹤0.01%
+4
New +$75
IGTE
2731
DELISTED
IGATE CORPORATION
IGTE
$0 ﹤0.01%
+7
New +$252
MJI
2732
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$0 ﹤0.01%
+3
New +$43
PETM
2733
DELISTED
PETSMART INC
PETM
$0 ﹤0.01%
+3
New +$222
WPZ
2734
DELISTED
Williams Partners L.P.
WPZ
– –
-6,287
Closed -$377K
HCT
2735
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
– –
-15,000
Closed -$157K
KWK
2736
DELISTED
QUICKSILVER RESOURCES INC
KWK
$0 ﹤0.01%
+2,500
New +$1.16K
KOG
2737
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-37,200
Closed -$505K
KMP
2738
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-7,547
Closed -$732K
NNJ
2739
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
– –
-19,300
Closed -$263K
NQJ
2740
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
– –
-18,700
Closed -$249K
IVAN
2741
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$0 ﹤0.01%
+560
New +$592
ASCMA
2742
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
+1
New +$58
PNX
2743
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
$0 ﹤0.01%
+5
New +$304
AWH
2744
DELISTED
Allied World Assurance Co Hld Lt
AWH
$0 ﹤0.01%
+9
New +$337
EGT
2745
DELISTED
Entertainment Gaming Asia Inc.
EGT
$0 ﹤0.01%
+38
New +$82
ABPI
2746
DELISTED
Accentia Biopharmaceuticals
ABPI
$0 ﹤0.01%
+15,000
New –
DTSI
2747
DELISTED
DTS, Inc.
DTSI
$0 ﹤0.01%
+4
New +$120
AQQ
2748
DELISTED
AMERICAN SPECTRUM REALTY INC
AQQ
$0 ﹤0.01%
+44
New –
VVUS
2749
DELISTED
Vivus Inc
VVUS
$0 ﹤0.01%
+15
New +$488
EFII
2750
DELISTED
Electronics for Imaging
EFII
$0 ﹤0.01%
+7
New +$306
107 108 109
110
111

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.