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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
251
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$845K 0.08%
16,923
-1,091
-6% -$54.4K
VXUS icon
252
Vanguard Total International Stock ETF
VXUS
$151B
$839K 0.08%
16,219
-238
-1% -$12.3K
MET icon
253
MetLife
MET
$62.4B
$838K 0.08%
17,752
+5,604
+46% +$267K
RDS.A
254
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$835K 0.08%
14,159
+600
+4% +$35.6K
XBI icon
255
State Street SPDR S&P Biotech ETF
XBI
$10B
$834K 0.08%
10,928
-713
-6% -$59.3K
TEL icon
256
TE Connectivity
TEL
$60B
$833K 0.08%
8,923
+1,911
+27% +$176K
FSK icon
257
FS KKR Capital
FSK
$3.01B
$830K 0.08%
35,569
-234
-0.7% -$5.49K
CFA icon
258
VictoryShares US 500 Volatility Wtd ETF
CFA
$540M
$827K 0.08%
15,619
-1
-0% -$53
LULU icon
259
lululemon athletica
LULU
$13.5B
$827K 0.08%
4,295
+151
+4% +$28.2K
PFL
260
PIMCO Income Strategy Fund
PFL
$382M
$825K 0.08%
72,171
+21,122
+41% +$247K
UPS icon
261
United Parcel Service
UPS
$88.9B
$820K 0.08%
6,835
-1,985
-23% -$227K
AME icon
262
Ametek
AME
$53.9B
$819K 0.08%
8,912
+1,404
+19% +$124K
GLW icon
263
Corning
GLW
$107B
$818K 0.08%
28,666
+20,989
+273% +$628K
ICE icon
264
Intercontinental Exchange
ICE
$87.2B
$811K 0.08%
8,777
+5,462
+165% +$499K
RA
265
Brookfield Real Assets Income Fund
RA
$704M
$806K 0.08%
35,664
+1,023
+3% +$22.7K
GS icon
266
Goldman Sachs
GS
$289B
$796K 0.08%
3,838
+1,068
+39% +$223K
OXY icon
267
Occidental Petroleum
OXY
$55.7B
$794K 0.08%
17,836
+2,968
+20% +$140K
XLP icon
268
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$792K 0.08%
12,889
+132
+1% +$7.94K
PPL
269
PPL Corp
PPL
$26.9B
$789K 0.08%
25,020
+4,730
+23% +$143K
NMZ icon
270
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$784K 0.08%
54,881
-8,541
-13% -$121K
APD icon
271
Air Products & Chemicals
APD
$65.5B
$777K 0.08%
3,495
+917
+36% +$206K
SHW icon
272
Sherwin-Williams
SHW
$83.5B
$777K 0.08%
4,236
-243
-5% -$41.3K
COP icon
273
ConocoPhillips
COP
$144B
$774K 0.08%
13,570
-6,909
-34% -$393K
DGT icon
274
State Street SPDR Global Dow ETF
DGT
$605M
$773K 0.08%
9,269
+26
+0.3% +$2.18K
UL icon
275
Unilever
UL
$142B
$770K 0.08%
11,374
+1,122
+11% +$77.7K
9 10
11
12 13

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.