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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$501M
AUM Growth
+$9.4M
Cap. Flow
-$14.6M
Cap. Flow %
-2.92%
Top 10 Hldgs %
16.89%
Holding
589
New
52
Increased
190
Reduced
256
Closed
71

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.68M
2
NOV icon
NOV
NOV
+$1.27M
3
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$902K
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$899K
5
SSO icon
ProShares Ultra S&P500
SSO
+$881K

Top Sells

Rank Stock Value
1
STRP
Straight Path Communications Inc.
STRP
+$3.21M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.84M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.16M
4
BVN icon
Compañía de Minas Buenaventura
BVN
+$1.49M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.49M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.87%
2 Healthcare 9.34%
3 Technology 8.49%
4 Financials 8.4%
5 Communication Services 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
251
Main Street Capital
MAIN
$5.26B
$455K 0.09%
11,866
+2,158
+22% +$79.7K
PRU icon
252
Prudential Financial
PRU
$40.4B
$454K 0.09%
4,242
-2,141
-34% -$231K
PNC icon
253
PNC Financial Services
PNC
$92.4B
$451K 0.09%
3,731
-436
-10% -$53.4K
ORA icon
254
Ormat Technologies
ORA
$5.65B
$450K 0.09%
7,861
-320
-4% -$17.7K
TMO icon
255
Thermo Fisher Scientific
TMO
$240B
$447K 0.09%
2,905
+172
+6% +$26.3K
EMBJ
256
Embraer S.A. ADS
EMBJ
$13.2B
$446K 0.09%
20,178
-367
-2% -$8.36K
FXN icon
257
First Trust Energy AlphaDEX Fund
FXN
$392M
$443K 0.09%
29,325
-559
-2% -$8.84K
VGK icon
258
Vanguard FTSE Europe ETF
VGK
$30B
$443K 0.09%
8,585
+383
+5% +$19.1K
XYL icon
259
Xylem
XYL
$25B
$442K 0.09%
8,778
+48
+0.5% +$2.34K
IGF icon
260
iShares Global Infrastructure ETF
IGF
$10.2B
$441K 0.09%
+10,399
New +$421K
ECL icon
261
Ecolab
ECL
$76.8B
$435K 0.09%
3,449
-295
-8% -$36.1K
DIA icon
262
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
$432K 0.09%
2,091
-151
-7% -$30.8K
AIG icon
263
American International
AIG
$39.8B
$429K 0.09%
6,847
-387
-5% -$24.8K
HMC icon
264
Honda
HMC
$41.7B
$429K 0.09%
14,172
-652
-4% -$20.1K
TSM icon
265
TSMC
TSM
$2.17T
$427K 0.09%
12,964
-701
-5% -$21.9K
FRC
266
DELISTED
First Republic Bank
FRC
$426K 0.09%
4,529
-395
-8% -$37.2K
SO icon
267
Southern Company
SO
$99.2B
$425K 0.08%
8,527
-1,463
-15% -$72.3K
TPL icon
268
Texas Pacific Land
TPL
$24B
$420K 0.08%
13,500
– –
STI
269
DELISTED
SunTrust Banks, Inc.
STI
$417K 0.08%
7,519
-214
-3% -$12.3K
MKTX icon
270
MarketAxess Holdings
MKTX
$5.75B
$414K 0.08%
2,204
-75
-3% -$13.6K
TSLX icon
271
Sixth Street Specialty
TSLX
$1.71B
$412K 0.08%
20,189
-8,178
-29% -$158K
QLD icon
272
ProShares Ultra QQQ
QLD
$13.7B
$411K 0.08%
61,280
-8,016
-12% -$50K
AMP icon
273
Ameriprise Financial
AMP
$47.8B
$408K 0.08%
3,133
+46
+1% +$5.69K
KHC icon
274
The Kraft Heinz Company
KHC
$29.3B
$408K 0.08%
4,477
+21
+0.5% +$1.89K
SHYD icon
275
VanEck Short High Yield Muni ETF
SHYD
$456M
$407K 0.08%
16,924
+1,199
+8% +$28.7K
9 10
11
12 13

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B. Riley Wealth Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, B. Riley Wealth Advisors held 589 positions worth $501M, up 1.9% from $492M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q1 2017 filing shows 52 new, 190 increased, 256 reduced and 71 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M. The largest sale was Straight Path Communications Inc., an estimated $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, up from 40% a quarter earlier, followed by Healthcare and Technology.

  • B. Riley Wealth Advisors's largest Q1 2017 buy was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M.
  • B. Riley Wealth Advisors added most to NOV in Q1 2017, an estimated $1.27M increase.
  • B. Riley Wealth Advisors's biggest Q1 2017 reduction was Straight Path Communications Inc., cutting an estimated $3.21M.
  • B. Riley Wealth Advisors fully exited iShares Agency Bond ETF in Q1 2017, selling an estimated $2.84M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $501M portfolio in Q1 2017.
  • B. Riley Wealth Advisors opened 52 new positions and closed 71 in Q1 2017.
  • B. Riley Wealth Advisors's portfolio value rose 1.9% quarter-over-quarter to $501M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2017, filed 15 May 2017.