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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$432M
AUM Growth
-$61.5M
Cap. Flow
-$17.9M
Cap. Flow %
-4.14%
Top 10 Hldgs %
15.38%
Holding
647
New
81
Increased
232
Reduced
226
Closed
88

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$2.88M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.47M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.99M
4
GNL icon
Global Net Lease
GNL
+$1.21M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.09M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$10.5M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.59M
3
AAPL icon
Apple
AAPL
+$1.74M
4
GG
Goldcorp Inc
GG
+$1.52M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.94%
2 Technology 9.14%
3 Healthcare 8.56%
4 Financials 6.22%
5 Consumer Staples 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
251
Colgate-Palmolive
CL
$69.4B
$430K 0.1%
6,089
+1,208
+25% +$80.4K
KHC icon
252
The Kraft Heinz Company
KHC
$29.3B
$430K 0.1%
8,788
-478
-5% -$35.8K
ATO icon
253
Atmos Energy
ATO
$27.4B
$429K 0.1%
5,773
+1,419
+33% +$97.4K
FLG
254
Flagstar Bank National Association
FLG
$5.22B
$429K 0.1%
8,996
+940
+12% +$43.5K
EZM icon
255
WisdomTree US MidCap Fund
EZM
$918M
$428K 0.1%
14,256
+477
+3% +$13.3K
FXH icon
256
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
$428K 0.1%
7,678
-315
-4% -$17K
VIG icon
257
Vanguard Dividend Appreciation ETF
VIG
$110B
$422K 0.1%
5,200
-1,912
-27% -$147K
AXP icon
258
American Express
AXP
$211B
$417K 0.1%
6,787
+3,299
+95% +$192K
SPG icon
259
Simon Property Group
SPG
$65.7B
$415K 0.1%
1,998
+196
+11% +$37.6K
AFL icon
260
Aflac
AFL
$58.6B
$414K 0.1%
13,094
-276
-2% -$8.2K
AIG icon
261
American International
AIG
$39.8B
$413K 0.1%
7,653
-55
-0.7% -$2.97K
NVS icon
262
Novartis
NVS
$264B
$410K 0.09%
6,313
-711
-10% -$48.4K
TYC
263
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$410K 0.09%
15,988
-2,887
-15% -$103K
EFA icon
264
iShares MSCI EAFE ETF
EFA
$77.6B
$408K 0.09%
7,141
+1,027
+17% +$56.6K
NAT icon
265
Nordic American Tanker
NAT
$1.69B
$407K 0.09%
29,076
+2,602
+10% +$34.6K
JNK icon
266
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
$406K 0.09%
+3,952
New +$394K
TJX icon
267
TJX Companies
TJX
$135B
$406K 0.09%
10,354
+688
+7% +$25K
ILCB icon
268
iShares Morningstar US Equity ETF
ILCB
$1.28B
$405K 0.09%
13,612
-64
-0.5% -$1.82K
RTN
269
DELISTED
Raytheon Company
RTN
$405K 0.09%
3,304
+255
+8% +$31.4K
IDU icon
270
iShares US Utilities ETF
IDU
$1.25B
$404K 0.09%
+11,002
New +$633K
SHW icon
271
Sherwin-Williams
SHW
$78B
$402K 0.09%
+4,233
New +$370K
PEG icon
272
Public Service Enterprise Group
PEG
$35.1B
$400K 0.09%
8,494
+120
+1% +$5.1K
XTL icon
273
State Street SPDR S&P Telecom ETF
XTL
$549M
$399K 0.09%
6,985
+120
+2% +$6.33K
DFS
274
DELISTED
Discover Financial Services
DFS
$398K 0.09%
7,823
-1,293
-14% -$62.3K
SLY
275
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$397K 0.09%
12,730
+1,500
+13% +$70.3K
9 10
11
12 13

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B. Riley Wealth Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Advisors held 647 positions worth $432M, down 12% from $494M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors withdrew a net $17.9M in Q1 2016, closing 88 positions and reducing 226 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in Global X NASDAQ-100 Covered Call ETF worth $2.95M.

  • B. Riley Wealth Advisors's largest Q1 2016 buy was Global X NASDAQ-100 Covered Call ETF: 131,700 shares worth $2.95M.
  • B. Riley Wealth Advisors added most to Global Net Lease in Q1 2016, an estimated $1.21M increase.
  • B. Riley Wealth Advisors's biggest Q1 2016 reduction was Apple, cutting an estimated $1.74M.
  • B. Riley Wealth Advisors fully exited Meta Platforms (Facebook) in Q1 2016, selling an estimated $10.5M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $432M portfolio in Q1 2016.
  • B. Riley Wealth Advisors opened 81 new positions and closed 88 in Q1 2016.
  • B. Riley Wealth Advisors's portfolio value fell 12% quarter-over-quarter to $432M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2016, filed 16 May 2016.