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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHL
251
DELISTED
China Mobile Limited
CHL
$335K 0.09%
5,691
-1,325
-19% -$76.2K
HDV
252
iShares Core High Dividend ETF
HDV
$15.3B
$334K 0.09%
22,185
-11,615
-34% -$175K
TDG icon
253
TransDigm Group
TDG
$59.7B
$333K 0.09%
1,806
-1,669
-48% -$298K
FLG
254
Flagstar Bank National Association
FLG
$5.22B
$333K 0.09%
6,984
-7,217
-51% -$345K
EEM icon
255
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$332K 0.09%
7,987
-9,487
-54% -$419K
BOE icon
256
BlackRock Enhanced Global Dividend Trust
BOE
$675M
$329K 0.09%
23,299
-18,397
-44% -$270K
VDC icon
257
Vanguard Consumer Staples ETF
VDC
$7.71B
$329K 0.09%
2,802
-1,293
-32% -$150K
FXU icon
258
First Trust Utilities AlphaDEX Fund
FXU
$765M
$328K 0.09%
14,500
-13,336
-48% -$307K
TFC icon
259
Truist Financial
TFC
$59.2B
$328K 0.09%
8,799
-8,402
-49% -$317K
FAB icon
260
First Trust Multi Cap Value AlphaDEX Fund
FAB
$166M
$327K 0.09%
7,241
-2,272
-24% -$106K
FXH icon
261
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
$327K 0.09%
5,863
-7,047
-55% -$386K
TBT icon
262
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$315M
$326K 0.08%
5,798
-5,371
-48% -$313K
LMT icon
263
Lockheed Martin
LMT
$124B
$325K 0.08%
1,779
-1,271
-42% -$216K
SNY icon
264
Sanofi
SNY
$102B
$325K 0.08%
5,755
-8,573
-60% -$460K
SRE icon
265
Sempra
SRE
$53.4B
$325K 0.08%
6,166
-6,074
-50% -$313K
BAP icon
266
Credicorp
BAP
$30.3B
$324K 0.08%
2,114
-2,114
-50% -$324K
PNC icon
267
PNC Financial Services
PNC
$92.4B
$324K 0.08%
3,783
-665
-15% -$56.5K
E icon
268
ENI
E
$79.5B
$322K 0.08%
6,796
-6,598
-49% -$333K
GS icon
269
Goldman Sachs
GS
$273B
$322K 0.08%
763
-6,267
-89% -$1.1M
BPL
270
DELISTED
Buckeye Partners, L.P.
BPL
$321K 0.08%
4,030
-3,530
-47% -$281K
KYN icon
271
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$320K 0.08%
7,839
-6,339
-45% -$251K
VGT icon
272
Vanguard Information Technology ETF
VGT
$146B
$320K 0.08%
25,608
-33,608
-57% -$418K
TWO
273
DELISTED
Two Harbors Investment
TWO
$319K 0.08%
4,126
-3,170
-43% -$263K
SNDK
274
DELISTED
SANDISK CORP
SNDK
$319K 0.08%
3,253
-3,963
-55% -$388K
MBLY
275
DELISTED
Mobileye N.V.
MBLY
$317K 0.08%
+5,915
New +$258K
9 10
11
12 13

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.