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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRE
2501
DELISTED
Duke Realty Corp.
DRE
$1 ﹤0.01%
+54
New +$1.02K
NP
2502
DELISTED
Neenah, Inc. Common Stock
NP
$1 ﹤0.01%
+24
New +$1.37K
MGLN
2503
DELISTED
Magellan Health Services, Inc.
MGLN
$1 ﹤0.01%
+15
New +$886
XONE
2504
DELISTED
The ExOne Company
XONE
$1 ﹤0.01%
+31
New +$623
CXDC
2505
DELISTED
China XD Plastics Company Limited
CXDC
$1 ﹤0.01%
+152
New +$836
BPY
2506
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1 ﹤0.01%
+65
New +$1.47K
SINA
2507
DELISTED
Sina Corp
SINA
$1 ﹤0.01%
+38
New +$1.48K
MCEP
2508
CALL
DELISTED
Mid-Con Energy Partners, LP
MCEP
$1 ﹤0.01%
+100
New +$28K
VSLR
2509
DELISTED
VIVINT SOLAR, INC.
VSLR
$1 ﹤0.01%
+150
New +$1.71K
AYR
2510
DELISTED
Aircastle Ltd
AYR
$1 ﹤0.01%
+45
New +$875
PIR
2511
DELISTED
Pier 1 Imports, Inc.
PIR
$1 ﹤0.01%
+3
New +$799
LTS
2512
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$1 ﹤0.01%
+216
New +$854
FRN
2513
DELISTED
Invesco Frontier Markets ETF
FRN
$1 ﹤0.01%
+75
New +$1.14K
MDCO
2514
DELISTED
Medicines Co
MDCO
$1 ﹤0.01%
+37
New +$917
AVP
2515
CALL
DELISTED
Avon Products, Inc.
AVP
$1 ﹤0.01%
+2,000
New +$20.7K
UBNK
2516
DELISTED
United Financial Bancorp, Inc.
UBNK
$1 ﹤0.01%
+64
New +$886
EMCI
2517
DELISTED
EMC INS Group Inc
EMCI
$1 ﹤0.01%
+59
New +$1.24K
SDLP
2518
DELISTED
SEADRILL PARTNERS LLC
SDLP
$1 ﹤0.01%
+8
New +$1.79K
EMES
2519
DELISTED
Emerge Energy Services LP
EMES
$1 ﹤0.01%
+15
New +$1.13K
RDC
2520
DELISTED
Rowan Companies Plc
RDC
$1 ﹤0.01%
+62
New +$1.43K
ICON
2521
DELISTED
Iconix Brand Group, Inc.
ICON
$1 ﹤0.01%
+4
New +$1.51K
FCB
2522
DELISTED
FCB Financial Holdings, Inc.
FCB
$1 ﹤0.01%
+46
New +$1.08K
SHLD
2523
CALL
DELISTED
Sears Holding Corporation
SHLD
$1 ﹤0.01%
+200
New +$6.56K
CVG
2524
DELISTED
Convergys
CVG
$1 ﹤0.01%
+70
New +$1.39K
PHH
2525
DELISTED
PHH Corporation
PHH
$1 ﹤0.01%
+25
New +$581
99 100
101
102 103

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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.