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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$501M
AUM Growth
+$9.4M
Cap. Flow
-$14.6M
Cap. Flow %
-2.92%
Top 10 Hldgs %
16.89%
Holding
589
New
52
Increased
190
Reduced
256
Closed
71

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.68M
2
NOV icon
NOV
NOV
+$1.27M
3
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$902K
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$899K
5
SSO icon
ProShares Ultra S&P500
SSO
+$881K

Top Sells

Rank Stock Value
1
STRP
Straight Path Communications Inc.
STRP
+$3.21M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.84M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.16M
4
BVN icon
Compañía de Minas Buenaventura
BVN
+$1.49M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.49M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.87%
2 Healthcare 9.34%
3 Technology 8.49%
4 Financials 8.4%
5 Communication Services 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMS
226
DELISTED
Bemis
BMS
$529K 0.11%
10,810
– –
NXJ
227
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$519K 0.1%
38,986
-830
-2% -$11K
ESRX
228
DELISTED
Express Scripts Holding Company
ESRX
$518K 0.1%
7,824
+339
+5% +$23.3K
GM icon
229
General Motors
GM
$74B
$517K 0.1%
14,579
+911
+7% +$33.3K
PX
230
DELISTED
Praxair Inc
PX
$516K 0.1%
4,341
-130
-3% -$15.3K
ORCL icon
231
Oracle
ORCL
$433B
$515K 0.1%
11,540
-6,290
-35% -$262K
COHR
232
DELISTED
Coherent Inc
COHR
$509K 0.1%
2,472
-129
-5% -$22.5K
CAT icon
233
Caterpillar
CAT
$360B
$508K 0.1%
5,461
-309
-5% -$29.3K
VIG icon
234
Vanguard Dividend Appreciation ETF
VIG
$110B
$503K 0.1%
5,592
-504
-8% -$44.7K
ITM icon
235
VanEck Intermediate Muni ETF
ITM
$2.02B
$498K 0.1%
10,617
-46
-0.4% -$2.15K
MFC icon
236
Manulife Financial
MFC
$72.4B
$495K 0.1%
27,854
-8,832
-24% -$163K
BIIB icon
237
Biogen
BIIB
$31.9B
$490K 0.1%
1,788
+225
+14% +$63.6K
WM icon
238
Waste Management
WM
$85.5B
$490K 0.1%
6,712
-45
-0.7% -$3.21K
KKR icon
239
KKR & Co
KKR
$86.9B
$478K 0.1%
26,195
-25,560
-49% -$454K
GS icon
240
Goldman Sachs
GS
$273B
$473K 0.09%
2,057
+1,075
+109% +$260K
ULTA icon
241
Ulta Beauty
ULTA
$22.7B
$472K 0.09%
1,651
-61
-4% -$16.7K
AFL icon
242
Aflac
AFL
$58.6B
$467K 0.09%
12,874
-118
-0.9% -$4.18K
MIN
243
Aberdeen Intermediate Income Fund
MIN
$266M
$463K 0.09%
107,245
-14,336
-12% -$62.2K
VMC icon
244
Vulcan Materials
VMC
$31.7B
$462K 0.09%
3,826
-260
-6% -$31.8K
OEF icon
245
iShares S&P 100 ETF
OEF
$20B
$461K 0.09%
+4,390
New +$453K
ALGN icon
246
Align Technology
ALGN
$10.7B
$460K 0.09%
4,002
+784
+24% +$79.2K
MS icon
247
Morgan Stanley
MS
$318B
$460K 0.09%
10,738
+1,518
+16% +$67.4K
FISV
248
Fiserv Inc
FISV
$26.3B
$459K 0.09%
7,944
-34
-0.4% -$1.91K
IEF icon
249
iShares 7-10 Year Treasury Bond ETF
IEF
$41.4B
$457K 0.09%
+4,326
New +$454K
NTES icon
250
NetEase
NTES
$75.4B
$456K 0.09%
8,030
-650
-7% -$35K
8 9
10
11 12

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B. Riley Wealth Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, B. Riley Wealth Advisors held 589 positions worth $501M, up 1.9% from $492M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q1 2017 filing shows 52 new, 190 increased, 256 reduced and 71 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M. The largest sale was Straight Path Communications Inc., an estimated $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, up from 40% a quarter earlier, followed by Healthcare and Technology.

  • B. Riley Wealth Advisors's largest Q1 2017 buy was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M.
  • B. Riley Wealth Advisors added most to NOV in Q1 2017, an estimated $1.27M increase.
  • B. Riley Wealth Advisors's biggest Q1 2017 reduction was Straight Path Communications Inc., cutting an estimated $3.21M.
  • B. Riley Wealth Advisors fully exited iShares Agency Bond ETF in Q1 2017, selling an estimated $2.84M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $501M portfolio in Q1 2017.
  • B. Riley Wealth Advisors opened 52 new positions and closed 71 in Q1 2017.
  • B. Riley Wealth Advisors's portfolio value rose 1.9% quarter-over-quarter to $501M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2017, filed 15 May 2017.