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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXP icon
226
iShares Global Comm Services ETF
IXP
$530M
$561K 0.11%
9,070
-650
-7% -$40.8K
EZM icon
227
WisdomTree US MidCap Fund
EZM
$948M
$559K 0.11%
17,526
+1,908
+12% +$60.4K
AEP icon
228
American Electric Power
AEP
$72.4B
$558K 0.11%
13,308
+1,462
+12% +$98.3K
KKR icon
229
KKR & Co
KKR
$92.2B
$557K 0.11%
39,060
+12,871
+49% +$183K
VXUS icon
230
Vanguard Total International Stock ETF
VXUS
$153B
$555K 0.11%
11,755
+1,329
+13% +$61.8K
PRU icon
231
Prudential Financial
PRU
$43B
$554K 0.11%
6,771
-5,313
-44% -$408K
NVDA icon
232
NVIDIA
NVDA
$4.77T
$553K 0.11%
322,840
+13,520
+4% +$20K
STZ icon
233
Constellation Brands
STZ
$22.5B
$553K 0.11%
3,319
-301
-8% -$49.6K
TSLX icon
234
Sixth Street Specialty
TSLX
$1.68B
$553K 0.11%
30,529
+8,749
+40% +$156K
FXO icon
235
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$552K 0.11%
22,678
-462
-2% -$11.1K
ESRX
236
DELISTED
Express Scripts Holding Company
ESRX
$551K 0.11%
7,789
-484
-6% -$36.2K
UBS icon
237
UBS Group
UBS
$171B
$550K 0.11%
80,491
+5,350
+7% +$72.8K
GGN
238
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
$547K 0.11%
95,774
+33,679
+54% +$221K
MDY icon
239
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$545K 0.11%
1,930
+35
+2% +$9.86K
VDE icon
240
Vanguard Energy ETF
VDE
$9.72B
$545K 0.11%
8,417
-56
-0.7% -$5.32K
JNK icon
241
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$543K 0.11%
4,920
+1,303
+36% +$142K
WBA
242
DELISTED
Walgreens Boots Alliance
WBA
$542K 0.11%
6,720
-882
-12% -$71.9K
VEU icon
243
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$541K 0.11%
11,895
-2,921
-20% -$131K
EEMV icon
244
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.41B
$540K 0.11%
9,985
-25
-0.2% -$1.33K
CSX icon
245
CSX Corp
CSX
$94.2B
$535K 0.1%
84,342
+6,999
+9% +$66.2K
EW icon
246
Edwards Lifesciences
EW
$48.2B
$534K 0.1%
13,275
+135
+1% +$5.08K
QCOM icon
247
Qualcomm
QCOM
$172B
$532K 0.1%
7,735
-2,110
-21% -$128K
BKLN icon
248
Invesco Senior Loan ETF
BKLN
$6.97B
$530K 0.1%
46,985
-4,234
-8% -$98.1K
BNY
249
Bank of New York Mellon
BNY
$106B
$526K 0.1%
19,115
-868
-4% -$34.7K
XLRE icon
250
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$523K 0.1%
+15,951
New +$535K
8 9
10
11 12

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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.