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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
226
Novartis
NVS
$302B
$544K 0.11%
7,024
-1,008
-13% -$80.1K
EMC
227
DELISTED
EMC CORPORATION
EMC
$544K 0.11%
21,120
+7,607
+56% +$197K
MYJ
228
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$538K 0.11%
34,750
-178
-0.5% -$2.68K
WBA
229
DELISTED
Walgreens Boots Alliance
WBA
$534K 0.11%
6,260
-81
-1% -$6.88K
CCUR
230
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$533K 0.11%
+107,500
New +$535K
VO icon
231
Vanguard Mid-Cap ETF
VO
$106B
$532K 0.11%
17,712
+24
+0.1% +$732
FXO icon
232
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$530K 0.11%
22,796
+1,477
+7% +$34.8K
MA icon
233
Mastercard
MA
$498B
$527K 0.11%
5,404
-1,601
-23% -$157K
MDY icon
234
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$527K 0.11%
2,074
-229
-10% -$59.6K
WMT icon
235
Walmart Inc
WMT
$909B
$527K 0.11%
25,716
+4,686
+22% +$94K
NXJ
236
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$525K 0.11%
38,816
-206
-0.5% -$2.69K
SCHZ icon
237
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$523K 0.11%
20,272
+9,702
+92% +$251K
HACK icon
238
Amplify Cybersecurity ETF
HACK
$2.6B
$522K 0.11%
20,140
-3,325
-14% -$87.7K
XLFS
239
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$519K 0.11%
12,705
+125
+1% +$5.11K
TSLA icon
240
Tesla
TSLA
$1.18T
$516K 0.1%
32,160
+1,065
+3% +$15.9K
WWAV
241
DELISTED
The WhiteWave Foods Company
WWAV
$513K 0.1%
13,151
+4,391
+50% +$178K
XLP icon
242
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$512K 0.1%
10,110
+2,199
+28% +$109K
PX
243
DELISTED
Praxair Inc
PX
$511K 0.1%
4,988
+1,115
+29% +$122K
MHN
244
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$506K 0.1%
34,723
+456
+1% +$6.42K
PCI
245
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$502K 0.1%
+27,820
New +$514K
AMGN icon
246
Amgen
AMGN
$209B
$499K 0.1%
3,071
+222
+8% +$34.9K
ORI icon
247
Old Republic International
ORI
$10.9B
$499K 0.1%
+26,782
New +$482K
APTS
248
DELISTED
Preferred Apartment Communities, Inc.
APTS
$498K 0.1%
38,018
+8,021
+27% +$92.7K
SCHA icon
249
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$497K 0.1%
38,140
-336
-0.9% -$4.48K
SPYB
250
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
$495K 0.1%
10,700
-9,400
-47% -$449K
8 9
10
11 12

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.