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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
226
Danaher
DHR
$146B
$363K 0.09%
7,098
-6,356
-47% -$327K
HCA icon
227
HCA Healthcare
HCA
$93.2B
$363K 0.09%
5,147
-3,440
-40% -$227K
SRPT icon
228
Sarepta Therapeutics
SRPT
$2.09B
$363K 0.09%
16,320
-18,680
-53% -$422K
FSLR icon
229
First Solar
FSLR
$20.5B
$362K 0.09%
5,500
-5,500
-50% -$372K
AA icon
230
Alcoa
AA
$12.2B
$361K 0.09%
9,335
-14,554
-61% -$571K
EMC
231
DELISTED
EMC CORPORATION
EMC
$361K 0.09%
12,348
-13,134
-52% -$379K
PMM
232
Franklin Managed Municipal Income Trust
PMM
$250M
$360K 0.09%
50,870
-52,184
-51% -$367K
AEP icon
233
American Electric Power
AEP
$65.7B
$358K 0.09%
6,862
-7,868
-53% -$416K
VOD icon
234
Vodafone
VOD
$40.4B
$357K 0.09%
10,866
-12,196
-53% -$407K
WFT
235
DELISTED
Weatherford International plc
WFT
$357K 0.09%
+17,182
New +$386K
EZM icon
236
WisdomTree US MidCap Fund
EZM
$918M
$354K 0.09%
12,156
-9,006
-43% -$272K
XEL icon
237
Xcel Energy
XEL
$45.4B
$353K 0.09%
11,612
-14,059
-55% -$440K
MDY icon
238
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
$351K 0.09%
1,408
-1,908
-58% -$490K
FIBK icon
239
First Interstate BancSystem
FIBK
$3.52B
$349K 0.09%
13,150
-13,150
-50% -$353K
STX icon
240
Seagate
STX
$178B
$346K 0.09%
6,050
-4,493
-43% -$266K
XTL icon
241
State Street SPDR S&P Telecom ETF
XTL
$549M
$346K 0.09%
6,250
-4,350
-41% -$245K
DHC
242
Diversified Healthcare Trust
DHC
$1.92B
$343K 0.09%
16,566
-17,658
-52% -$400K
ABT icon
243
Abbott
ABT
$177B
$342K 0.09%
8,220
-8,196
-50% -$347K
CQP icon
244
Cheniere Energy
CQP
$31.8B
$337K 0.09%
10,300
-10,300
-50% -$336K
IVW icon
245
iShares S&P 500 Growth ETF
IVW
$75.6B
$337K 0.09%
12,604
-11,508
-48% -$307K
NMZ icon
246
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.03B
$337K 0.09%
25,832
-25,020
-49% -$324K
VNQ icon
247
Vanguard Real Estate ETF
VNQ
$36.9B
$337K 0.09%
4,696
-4,405
-48% -$332K
CSX icon
248
CSX Corp
CSX
$88.7B
$336K 0.09%
31,458
-33,597
-52% -$346K
VDE icon
249
Vanguard Energy ETF
VDE
$10.9B
$336K 0.09%
2,564
-2,271
-47% -$317K
CHK
250
DELISTED
Chesapeake Energy Corporation
CHK
$335K 0.09%
78
-72
-48% -$379K
8 9
10
11 12

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.