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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMM
226
Franklin Managed Municipal Income Trust
PMM
$270M
$357K 0.11%
51,236
-483
-0.9% -$3.37K
IJR icon
227
iShares Core S&P Small-Cap ETF
IJR
$109B
$355K 0.11%
6,448
+600
+10% +$32.4K
CBI
228
DELISTED
Chicago Bridge & Iron Nv
CBI
$355K 0.11%
4,074
-96
-2% -$7.8K
CVS icon
229
CVS Health
CVS
$135B
$354K 0.11%
4,727
+1,865
+65% +$132K
ALL icon
230
Allstate
ALL
$70.6B
$351K 0.11%
6,208
+4,173
+205% +$224K
BFH icon
231
Bread Financial
BFH
$4.32B
$349K 0.11%
+1,605
New +$345K
UN
232
DELISTED
Unilever NV New York Registry Shares
UN
$347K 0.1%
+8,440
New +$328K
BNY
233
Bank of New York Mellon
BNY
$103B
$342K 0.1%
9,695
+58
+0.6% +$1.92K
AA icon
234
Alcoa
AA
$11.3B
$340K 0.1%
10,988
-3,694
-25% -$103K
WLT
235
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$338K 0.1%
44,670
+10,750
+32% +$118K
TFC icon
236
Truist Financial
TFC
$63.9B
$337K 0.1%
8,383
+2,949
+54% +$113K
XEL icon
237
Xcel Energy
XEL
$49.2B
$337K 0.1%
11,089
-1,302
-11% -$38K
FLG
238
Flagstar Bank National Association
FLG
$5.87B
$337K 0.1%
6,984
+334
+5% +$16.2K
WPZ
239
DELISTED
Williams Partners L.P.
WPZ
$337K 0.1%
6,217
+169
+3% +$8.94K
DOG
240
ProShares Short Dow30
DOG
$112M
$333K 0.1%
3,197
-663
-17% -$70.5K
TWO
241
Two Harbors Investment
TWO
$1.27B
$331K 0.1%
4,036
-1,960
-33% -$158K
VGT icon
242
Vanguard Information Technology ETF
VGT
$133B
$330K 0.1%
28,808
-480
-2% -$5.4K
TDG icon
243
TransDigm Group
TDG
$70.7B
$329K 0.1%
+1,779
New +$311K
FXH icon
244
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$328K 0.1%
6,440
+2,556
+66% +$130K
ADAM
245
Adamas Trust
ADAM
$777M
$327K 0.1%
10,503
-3,423
-25% -$101K
NMZ icon
246
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$322K 0.1%
25,321
-1,784
-7% -$22.4K
MMP
247
DELISTED
Magellan Midstream Partners, L.P.
MMP
$322K 0.1%
4,619
+2,139
+86% +$142K
EFR
248
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$321K 0.1%
+21,153
New +$322K
SH icon
249
ProShares Short S&P500
SH
$928M
$320K 0.1%
1,620
-182
-10% -$36.8K
SO icon
250
Southern Company
SO
$108B
$318K 0.1%
7,246
+484
+7% +$20.3K
8 9
10
11 12

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.