BRWA
EFF

B. Riley Wealth Advisors’s EATON VANCE FLOATING-RATE INCOME PLUS FUND EFF Stock Holding History

B. Riley Wealth Advisors’s Portfolio EFF Stock Details EFF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-2,700
Closed -$44 – 2198
2014
Q4 		$44 Buy
+2,700
New +$45.5K ﹤0.01% 2160
2014
Q3 		– Sell
-1,000
Closed -$18K – 2067
2014
Q2 		$18K Buy
+1,000
New +$18K ﹤0.01% 1514

Other funds holding EFF

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
IC
Intersect Capital San Ramon, California $331M AUM 6.79% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

B. Riley Wealth Advisors's EFF Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) in Q1 2015, closing a stake of 2,700 shares — an estimated $44 sold.

B. Riley Wealth Advisors first reported a position in EFF in Q2 2014 and held it in 2 quarters. The position peaked at $18K in Q2 2014. 20 funds tracked by Wall St. Rank hold EFF as of Q1 2015.

  • B. Riley Wealth Advisors reported no remaining EATON VANCE FLOATING-RATE INCOME PLUS FUND position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 2,700 EATON VANCE FLOATING-RATE INCOME PLUS FUND shares in Q1 2015, an estimated $44.
  • B. Riley Wealth Advisors first reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND in Q2 2014 and held it in 2 quarters.
  • B. Riley Wealth Advisors's EATON VANCE FLOATING-RATE INCOME PLUS FUND position peaked at $18K in Q2 2014.
  • 20 funds tracked by Wall St. Rank held EATON VANCE FLOATING-RATE INCOME PLUS FUND as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.