B. Riley Wealth Advisors’s EATON VANCE FLOATING-RATE INCOME PLUS FUND EFF Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q1
Sell
-2,700
Closed -$44 2192
2014
Q4
$44 Buy
+2,700
New +$44 ﹤0.01% 2158
2014
Q3
Sell
-1,000
Closed -$18K 2067
2014
Q2
$18K Buy
+1,000
New +$18K ﹤0.01% 1514