AXS Investments’s Hercules Capital HTGC Stock Holding History

AXS Investments’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-6,000	Closed	-$88.8K	–	421
2023 Q2	$88.8K	Buy	+6,000	New	+$82.3K	0.02%	310

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

GHAM

Gilman Hill Asset Management New Canaan, Connecticut $731M AUM 19.41% 1-Year Est. Return

AXS Investments's HTGC Position: Q3 2023 in Review

AXS Investments sold out of Hercules Capital (HTGC) in Q3 2023, closing a stake of 6,000 shares — an estimated $88.8K sold.

AXS Investments first reported a position in HTGC in Q2 2023 and held it in 1 quarter. The position peaked at $88.8K in Q2 2023. 266 funds tracked by Wall St. Rank hold HTGC as of Q3 2023.

AXS Investments reported no remaining Hercules Capital position as of Q3 2023 after selling out during the quarter.
AXS Investments sold 6,000 Hercules Capital shares in Q3 2023, an estimated $88.8K.
AXS Investments first reported a position in Hercules Capital in Q2 2023 and held it in 1 quarter.
AXS Investments's Hercules Capital position peaked at $88.8K in Q2 2023.
266 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2023.

Based on AXS Investments's 13F filing for Q3 2023, filed 9 Nov 2023.