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Arete Wealth Advisors’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Arete Wealth Advisors’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-2,650
Closed -$243K – 498
2025
Q3 		$243K Hold
2,650
– – 0.02% 671
2025
Q2 		$218K Buy
+2,650
New +$204K 0.02% 674
2025
Q1 		– Sell
-2,650
Closed -$213K – 743
2024
Q4 		$213K Hold
2,650
– – 0.02% 677
2024
Q3 		$210K Buy
+2,650
New +$201K 0.02% 640

Other funds holding FNY

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return
P
&Partners Nashville, Tennessee $24.4B AUM 27.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Arete Wealth Advisors's FNY Position: Q4 2025 in Review

Arete Wealth Advisors sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q4 2025, closing a stake of 2,650 shares — an estimated $243K sold.

Arete Wealth Advisors first reported a position in FNY in Q3 2024 and held it in 4 quarters. The position peaked at $243K in Q3 2025. 120 funds tracked by Wall St. Rank hold FNY as of Q4 2025.

  • Arete Wealth Advisors reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
  • Arete Wealth Advisors sold 2,650 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2025, an estimated $243K.
  • Arete Wealth Advisors first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2024 and held it in 4 quarters.
  • Arete Wealth Advisors's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $243K in Q3 2025.
  • 120 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2025.

Based on Arete Wealth Advisors's 13F filing for Q4 2025, filed 13 Feb 2026.