Ameriprise
OHAI

Ameriprise’s OHA Investment Corporation OHAI Stock Holding History

Ameriprise’s Portfolio OHAI Stock Details OHAI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-1,310
Closed -$10K – 5721
2013
Q3 		$10K Hold
1,310
– – ﹤0.01% 4940
2013
Q2 		$8K Buy
+1,310
New +$8.63K ﹤0.01% 4960

Other funds holding OHAI

RO
Reservoir Operations New York $13.2M AUM 10.2% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
ICM
Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise's OHAI Position: Q4 2013 in Review

Ameriprise sold out of OHA Investment Corporation (OHAI) in Q4 2013, closing a stake of 1,310 shares — an estimated $10K sold.

Ameriprise first reported a position in OHAI in Q2 2013 and held it in 2 quarters. The position peaked at $10K in Q3 2013. 64 funds tracked by Wall St. Rank hold OHAI as of Q4 2013.

  • Ameriprise reported no remaining OHA Investment Corporation position as of Q4 2013 after selling out during the quarter.
  • Ameriprise sold 1,310 OHA Investment Corporation shares in Q4 2013, an estimated $10K.
  • Ameriprise first reported a position in OHA Investment Corporation in Q2 2013 and held it in 2 quarters.
  • Ameriprise's OHA Investment Corporation position peaked at $10K in Q3 2013.
  • 64 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q4 2013.

Based on Ameriprise's 13F filing for Q4 2013, filed 14 Feb 2014.