State Street’s OHA Investment Corporation OHAI Stock Holding History

State Street’s Portfolio OHAI Stock Details OHAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-11,354	Closed	-$70K	–	3709
2014 Q2	$70K	Sell	11,354 -378,835	-97%	-$2.46M	﹤0.01%	3508
2014 Q1	$2.64M	Sell	390,189 -1,020	-0.3%	-$7.56K	﹤0.01%	2930
2013 Q4	$2.92M	Buy	391,209 +5,706	+1%	+$43.2K	﹤0.01%	2887
2013 Q3	$2.87M	Buy	385,503 +4,241	+1%	+$28.6K	﹤0.01%	2864
2013 Q2	$2.33M	Buy	+381,262	New	+$2.51M	﹤0.01%	2897

Other funds holding OHAI

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return

ICM

Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

CIM

Corbyn Investment Management Lutherville, Maryland $346M AUM 26.15% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

State Street's OHAI Position: Q3 2014 in Review

State Street sold out of OHA Investment Corporation (OHAI) in Q3 2014, closing a stake of 11,354 shares — an estimated $70K sold.

State Street first reported a position in OHAI in Q2 2013 and held it in 5 quarters. The position peaked at $2.92M in Q4 2013. 43 funds tracked by Wall St. Rank hold OHAI as of Q3 2014.

State Street reported no remaining OHA Investment Corporation position as of Q3 2014 after selling out during the quarter.
State Street sold 11,354 OHA Investment Corporation shares in Q3 2014, an estimated $70K.
State Street first reported a position in OHA Investment Corporation in Q2 2013 and held it in 5 quarters.
State Street's OHA Investment Corporation position peaked at $2.92M in Q4 2013.
43 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q3 2014.

Based on State Street's 13F filing for Q3 2014, filed 10 Nov 2014.